QUESTIONS AND ANSWERS
2008
Continuum of Care Homeless Assistance Application
Ohio
Balance of State Continuum of Care
(Updated
8/26/08)
To further assist
BOSCOC providers in the completion of the 2008 CoC application (including the Exhibit 1
Submission Tool), COHHIO has created this
Questions
and Answers document. As COHHIO and ODOD receive questions
pertaining
to the application process, those items that appear to be applicable to
providers/applicants
throughout the BOSCOC will be added to this document.
Please check
back regularly, as additions will be made on an ongoing basis.
HMIS
Participation
Q 01 Where do BOSCOC providers/applicants
get the information for the
HMIS
Participation section in the Exhibit 2 for renewal projects? It asks
about
null/missing values and the percentages of unknown data/refused
data, can I
find this information myself?
A 01 All BOSCOC providers/applicants needing
HMIS participation
information
for a renewal project Exhibit 2 will need to get this data from
Paula
Jenkins, COHHIO (paulajenkins@cohhio.org). Paula will begin
pulling the
required data for renewal projects in alphabetical order on
Monday,
August 11, 2008, therefore it is imperative that all projects
ensure that
client-level exit data be entered into HMIS ASAP. When
providers/applicants
are ready to enter their HMIS participation
information
into their Exhibit 2, they should email Paula directly
(paulajenkins@cohhio.org) to request the information. This info
will only
be emailed to
providers/applicants who make the request.
CoC
Registration
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1. What is
the CoC registration process and what does it establish?
The CoC
Registration process (which closed on June 16) is separate from the Application
process, which includes Exhibit 1 and Exhibit 2. The CoC lead representative
completes the CoC Registration process simply to establish the CoC and its lead
agency, lead representative, points of contact, and claimed geography into the e-snaps system.
The Application
process that occurs in e-snaps is no different from the paper-based application
process. The CoC will be required to complete the Exhibit 1 application, and
grantees must complete the Exhibit 2 application (including the SF-424). The
CoC lead agency does not have to be an applicant or submit an Exhibit 2
application in order to complete an Exhibit 1 in e-snaps.
Each grantee will
complete and submit (within the e-snaps system) their Exhibit 2 applications to the CoC
for review and ranking. If the CoC lead agency is also a grantee, then the
agency would complete an Exhibit 2 application in addition to the Exhibit 1
application.
2. Why is
my Preliminary Pro Rata Need (PPRN) amount not what I expected?
The PPRN is
calculated on the amount of funds a CoC would receive based upon the dollar
amounts associated with the geography that HUD certifies as belonging to that
CoC. The first step is to ensure that you have correctly selected all the
geographies within your CoC. For a list of geographies, please review the
FY2008 CoC Preliminary Pro Rata need document on the HRE at www.hudhre.info/documents/FY2008_PPRNAmts.pdf.
If after reviewing this document, you still have a question about your CoC's
PPRN, please contact your local HUD Field Office. Contact information for each
local HUD Field Office is available at www.hud.gov/offices/cpd/about/local/index.cfm
3. Will
future communications after the completion of the HHN confirmation step be sent
only to the Lead or will they also go to the other users registered for that
CoC?
All communication
regarding the CoC Registration submission, and the Exhibit 1 and Exhibit 2
application submissions will be sent to the lead CoC representative ONLY.
4. You said
the maximum amount of funding that a CoC can request is the PPRN or the HHN,
whichever is greater. Does this mean that the Samaritan amount is no longer a
"bonus" above the HHN amount, and must be included within that limit?
No. The Samaritan
Housing Initiative is separate from PPRN and HHN. PPRN refers to the relative
calculation of homeless assistance need in dollar terms, for a particular CoC.
HHN is also about the CoC's homeless assistance need but the calculation of
this need is based the total amount of funding needed to fund, for one year,
all SHP grants that eligible for renewal in this competition. The Samaritan
Housing Initiative is a bonus that extends beyond need. HUD affords this bonus
to all CoCs that choose to create a permanent housing project dedicated to
serving chronically homeless individuals exclusively. A CoC can be awarded a
bonus up to 15% of their PPRN, or $6 million, whichever is less. Again, the
bonus is in addition to the CoC's PPRN or HHN (depending on the CoCs status).
Exhibit
1
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1. Screen
1D. Continuum of Care (CoC) Member Organizations does not include some services
that are provided by organizations in our CoC. Additionally, the list only has
"rental assistance" but does not include Emergency Housing,
Transitional Housing, or Permanent Supportive Housing. Where would information
about these providers go?
Screen 1D.
Continuum of Care (CoC) Member Organizations combines the information that was
collected previously on the paper application on Charts D and H. The available
items for all fields are identical to the selections that were previously
available. Organizations that are providing services not included on this list
should pick a service that is closely related. Information on CoCs existing
housing is collected on the electronic Housing Inventory Chart.
2. Can I
obtain a hard copy of Exhibit 1 and/or Exhibit 2?
No. The application
is only available electronically. In Exhibit 2, the system determines which
screens an applicant needs to see and complete based on how the applicant
answers the following questions on first screen of Exhibit 2: Project Type;
Program Type; Component Type; Grant Term; and Budget Activities.
Additionally, some
screens have questions where the answers will affect what additional questions
appear on the screen after the grantee clicks save. In these instances, there
is a warning next to the question that tells the user additional question(s)
will be displayed based on the answer to the current question.
In both Exhibit 1
and Exhibit 2, there are many questions where the user is provided a list of
items to select from in either a dropdown list or a list of available choices
and the user clicks and moves items in the list to a selected box. While it is
possible to print a blank Exhibit 1 or Exhibit 2 to pdf, none of the items
where the user makes a selection will appear until the selection has been made.
Since e-snaps has the print to pdf functionality, any user can
print their completed Exhibit 1 or Exhibit 2. If they choose to print a blank
version before beginning, however, the visibility functions described above
will prevent the blank version from reflecting all of the questions that will
need to be answered as well as the list of response categories to choose from
in the lists.
3. How do
CoC Leads (and added Exhibit 1 users) access submitted Exhibit 2s?
The following steps
can be used to access submitted projects:
1. Navigate to
Exhibit 1; 2. Go to the "CoC Project Listing" on the left menu bar;
3. Select the "Update List" button at the top of the page; (it may
take a couple minutes for submitted projects to load); 4. Submitted projects
should appear on the project list below; 5. To review the information that an
Exhibit 2 applicant has submitted, select the 'orange' folder to the left of
the project entry (Note: These pages will be "read-only.").
NOTE: A training
module will soon be available on the HRE detailing the steps to review and rank
projects at: http://esnaps.hudhre.info/training/. Please
check back frequently.
4. How do
CoC Leads (and added Exhibit 1 users) request Exhibit 2 amendments?
CoC Leads can refer
to the following steps to request project amendments:
1. From the
"CoC Project List" in Exhibit 1, select the "notepad" icon
next to the project you would like to be amended. 2. An automated email will be
sent back to the original Exhibit 2 applicant indicating the Exhibit 2
submission has been sent back for revision. 3. The automated email will not
contain specific comments regarding requested revisions so the CoC must
communicate (via phone/email) with the project applicant to indicate required
revisions. 4. Select the "Update List" button again on the "CoC
Project Priority List." (Selecting the "Update List" button will
refresh the priority list so that the project to be amended is removed.) 5.
This project will not reappear until it is resubmitted by the applicant and
until the CoC "updates" the "CoC Project List" again.
NOTE: A training
module will soon be available on the HRE detailing the steps to rank projects
at: http://esnaps.hudhre.info/training/.
Please check back frequently.
5. How do I
access Exhibit 1?
The following steps
can be used to access Exhibit 1:
1. Direct your
internet browser to http://www.hud.gov/esnaps; 2. Enter your username and
password (use the same username and password you created during the CoC
Registration process); 3. Select "Submissions" from the left menu
bar; 4. Locate the "Project Name" dropdown and select your 'CoC Name';
5. 'Exhibit 1' will now be shown in the project list below (find "Exhibit
1" listed under the "Step Name" heading); and 6. Select the
"Open Form/Folder" icon next to your project number (on the
"Exhibit 1" line) to open Exhibit 1.
Note: To access
Exhibit 1 you must either be the "CoC Lead" who completed the CoC
registration process (by the June 16 deadline) or you must have been added as a
"user" by your CoC Lead. For more information on adding additional
users, please see Guidance on Adding and Deleting Users at: http://esnaps.hudhre.info/training/files/Adding_DeletingAdditionalUsers_v4_5-6-08.pdf.
6. How do I
add users (who will assist with Exhibit 1) to my e-snaps account?
You may add users
by referring to the following steps:
1. The user you
would like to add must create an e-snaps profile at: http://www.hud.gov/esnaps and must send you
their username and email address (used to create their e-snaps profile): 2. Log-in to e-snaps at: http://www.hud.gov/esnaps; 3. Select
"Applicants" from the left menu bar; 4. Select the "Registrant
List" icon (looks like people) next to the 'Applicant Name'; 5. On the
"Registrants" page, select the "New/Add" icon; 6. On the
"Add a Registrant" page, enter the username and email address for the
user you would like to add; 7. Select "Add Registrant"; and 8. Select
the "Back to List" button to verify that the user has been
successfully added.
For more detailed
information on how to add and delete users, refer to the "Guidance on
Adding and Deleting Users" at: http://esnaps.hudhre.info/training/files/Adding_DeletingAdditionalUsers_v4_5-6-08.pdf.
7. I would
like to be added as an "additional user" to multiple e-snaps Exhibit 1 accounts. To do so, do I need to
create multiple unique profiles?
Yes. A separate
profile including a unique username, password, and email address must be
created for each e-snaps account that you would like to be associated with.
First create your unique profiles. Next, send this information (usernames and
email addresses) to the corresponding CoC Leads so that you may be added. For
more information on additional users, please see "Guidance on Adding and
Deleting Users" at: http://esnaps.hudhre.info/training/files/Adding_DeletingAdditionalUsers_v4_5-6-08.pdf
8. On Form
D, where discharge planning policies have to be attached and uploaded by
"system of care", if there is one global discharge planning policy
for a jurisdiction covering multiple systems does it need to be uploaded
multiple times?
If CoCs have one
universal discharge planning policy or protocol that has been finalized or
implemented that applies to all four systems of care (Foster Care, Mental
Health, Health Care, and Corrections) must attach the document for all four
systems on the Discharge Planning Attachment screen in e-snaps.
9. When
should I begin to rank projects within e-snaps?
HUD recommends that
CoCs not begin the prioritization (ranking) process until the CoC has reviewed
all projects, determined if any projects need to be amended by the applicants
(and received all re-submissions), and determined which projects will be
rejected. Each time the "Update List"' button is selected on the
"CoC Project Priority List" ranking information added will be lost.
10. Where
can I access the 2008 Housing Inventory Chart?
The revised
electronic Housing Inventory Chart (e-HIC) is now available through the e-snaps training and Resources page at: http://hudhre.info/esnaps/.
Note: HUD is aware
of the formula issues in the Housing Inventory available through OMB. Please
disregard that version of the Housing Inventory.
11. Who are
the users that I should add to our CoC's application?
The CoC lead should
consider adding only those people who they will need to enter data into the
Exhibit 1. If the CoC hires an outside contractor to assist with completing
Exhibit 1, the CoC may name the consultant as an additional user. All persons
identified as additional users will receive a user name and password to assist
in completing the Exhibit 1 in e-snaps. The CoC should be cautious about adding users who
will have access to the application as the risk of errors increases with the
number of users who have access to the application.
12. Why is
ranking information lost when I select "Update List" on the "CoC
Project Listing" page?
Each time the
"Update List" button is selected on the "CoC Project Priority
List" any ranking information added will be lost. HUD recommends that CoCs
not begin the prioritization process until the CoC has reviewed all projects,
determined if any projects need to be amended by the applicants, and determined
which projects will be rejected.
Exhibit
2
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1. Can I
delete a "Project" created in error?
No. Projects
created in error cannot be deleted. If you create a project in error, be sure
to complete a corresponding 'Exhibit 2' for the correct project. Note: Be
careful when selecting from the "Project Name" dropdown on the
"Submissions" page.
2. Can I
delete an "Applicant" created in error?
No. Applicants created
in error cannot be deleted; however the 'Applicant Name' can be edited from
the"Applicants" list. If you create an 'Applicant' in error, be sure
to only complete the SF-424 for the correct 'Applicant' (by selecting the
'orange' folder next to the correct applicant organization on
the"Applicants" list). If you ensure you have entered information for
the correct applicant, disregard the 'Applicant' created in error.
3. Can I
edit information entered into Exhibit 2?
Yes. Exhibit 2 can
be edited at any time (prior to submitting to your CoC for review).
4. Can I
obtain a hard copy of Exhibit 1 and/or Exhibit 2?
No. The application
is only available electronically. In Exhibit 2, the system determines which
screens an applicant needs to see and complete based on how the applicant
answers the following questions on first screen of Exhibit 2: Project Type;
Program Type; Component Type; Grant Term; and Budget Activities.
Additionally, some
screens have questions where the answers will affect what additional questions
appear on the screen after the grantee clicks save. In these instances, there
is a warning next to the question that tells the user additional question(s)
will be displayed based on the answer to the current question.
In both Exhibit 1
and Exhibit 2, there are many questions where the user is provided a list of
items to select from in either a dropdown list or a list of available choices
and the user clicks and moves items in the list to a selected box. While it is
possible to print a blank Exhibit 1 or Exhibit 2 to pdf, none of the items
where the user makes a selection will appear until the selection has been made.
Since e-snaps has the print to pdf functionality, any user can
print their completed Exhibit 1 or Exhibit 2. If they choose to print a blank
version before beginning, however, the visibility functions described above
will prevent the blank version from reflecting all of the questions that will
need to be answered as well as the list of response categories to choose from
in the lists.
5. Do I need
a DUNS number to complete my application?
Exhibit 2
applicants will also need to obtain a Data Universal Numbering System (DUNS)
Number but do not have to register with www.grants.gov. A DUNS Number is assigned by the
company Dun and Bradstreet and is required before submitting an entity can
submit an SF-424 and Exhibit 2 of the homeless assistance application. If your
organization does not already have a DUNS Number, please visit the Dun and
Bradstreet website at www.dnb.com
or call 1-866-705-5711. The process of obtaining a DUNS Number is free of
charge and should take less than 15 minutes to complete. Note that your
organization only needs to apply for a DUNS Number once; it is good for the
lifetime of the organization.
6. How do
CoC Leads (and added Exhibit 1 users) access submitted Exhibit 2s?
The following steps
can be used to access submitted projects:
1. Navigate to
Exhibit 1; 2. Go to the "CoC Project Listing" on the left menu bar;
3. Select the "Update List" button at the top of the page; (it may
take a couple minutes for submitted projects to load); 4. Submitted projects
should appear on the project list below; 5. To review the information that an
Exhibit 2 applicant has submitted, select the 'orange' folder to the left of
the project entry (Note: These pages will be "read-only.").
NOTE: A training
module will soon be available on the HRE detailing the steps to review and rank
projects at: http://esnaps.hudhre.info/training/. Please
check back frequently.
7. How do
CoC Leads (and added Exhibit 1 users) request Exhibit 2 amendments?
CoC Leads can refer
to the following steps to request project amendments:
1. From the
"CoC Project List" in Exhibit 1, select the "notepad" icon
next to the project you would like to be amended. 2. An automated email will be
sent back to the original Exhibit 2 applicant indicating the Exhibit 2
submission has been sent back for revision. 3. The automated email will not
contain specific comments regarding requested revisions so the CoC must
communicate (via phone/email) with the project applicant to indicate required
revisions. 4. Select the "Update List" button again on the "CoC
Project Priority List." (Selecting the "Update List" button will
refresh the priority list so that the project to be amended is removed.) 5.
This project will not reappear until it is resubmitted by the applicant and
until the CoC "updates" the "CoC Project List" again.
NOTE: A training
module will soon be available on the HRE detailing the steps to rank projects
at: http://esnaps.hudhre.info/training/.
Please check back frequently.
8. How do I
access Exhibit 2?
Before you can
access Exhibit 2 you must establish yourself as a "user" in e-snaps, complete the SF-424, and set-up your projects. For step-by-step
instructions, refer to the SF-424 training module (http://esnaps.hudhre.info/training/files/M220.pdf)
and to the Accessing Exhibit 2 training guide (http://esnaps.hudhre.info/training/files/M025.pdf).
9. How do I
add users (who will assist with completing Exhibit 2(s)) to my e-snaps account?
After you create an
e-snaps profile and add yourself as an
"Applicant" (see SF-424 training module for detailed instructions at:
http://esnaps.hudhre.info/training/files/M220.pdf),
you may add users by referring to the following steps:
First, the user you
would like to add must create an e-snaps profile at: http://www.hud.gov/esnaps and must send you
their e-snaps username and email address.
1. Log-in to e-snaps at: http://www.hud.gov/esnaps;
2. Select "Applicants' from the left menu bar; 3. Select the
"Registrant List" icon (looks like people) next to the 'Applicant Name';
4. On the "Registrants" page, select the "New/Add" icon; 5.
On the "Add a Registrant" page, enter the username and email address
for the user you would like to add; 6. Select "Add Registrant"; and
7. Select the "Back to List" button to verify that the user has been
successfully added.
For more detailed
information on how to add and delete users, refer to the "Guidance on
Adding and Deleting Users" at: http://esnaps.hudhre.info/training/files/Adding_DeletingAdditionalUsers_v4_5-6-08.pdf
10. How do
I know if I successfully submitted an Exhibit 2?
Navigate to the
Exhibit 2 "Submission Summary" page. The "Submit" button
should be "grayed out." Underneath, it should also read: "This
form has been submitted."
11. How do
I submit an Exhibit 2 to my CoC for review?
To submit your
Exhibit 2 to your CoC for review, refer to the following steps:
1. Navigate to the
Exhibit 2 "Submission Summary" page; 2. Verify all required items are
complete; 3. Select the "Submit" button at the bottom of the page.
The page should
refresh and the "Submit" button should be "grayed out"
underneath, it should also read: "This form has been submitted."
12. I am
trying to access Exhibit 2 and received the following error message: "The
selected Applicant has not completed their Applicant Profile. An Applicant
cannot create new Projects for this Funding Opportunity until the Applicant
Profile has been completed." What does this mean?
You are receiving
this error message because you have not officially completed the SF-424. Please
refer to the SF-424 "Submission Summary" page to ensure that all
required items are complete and select the "Complete" button found at
the bottom of the screen. This should resolve the error message you are
encountering.
To navigate to the
"Submission Summary" page refer to the following steps:
1. Select
"Applicants" from the left hand menu bar; 2. Select the 'orange
folder' next to the "Applicant Name"; 3. Select "Submission
Summary" from the left hand menu bar; 4. Review items to ensure all
required elements are complete; 5. Select the "Complete" button.
For detailed
instructions on how to set up projects and access Exhibit 2 in e-snaps please refer to the SF-424 training at: http://esnaps.hudhre.info/training/files/M220.pdf
(instructions begin on page 40).
13. I
completed an SF-424, opened Exhibit 2 and later made changes/corrections to my
SF-424. Exhibit 2 fields which appear to auto-populate from the SF-424 (and are
'grayed out') do not reflect changes made to my SF-424. How do I correct this?
If changes were
made to the SF-424 after the Exhibit 2 was initially opened, changes will not
be reflected in corresponding Exhibit 2 fields (which auto-populate from the
SF-424). HUD understands these changes to the SF-424 are not reflected in the
Exhibit 2. This will not present a problem in the competition since HUD
considers the SF-424 the applicant profile of record for the competition.
14. I just
created a user profile to access e-snaps and tried to log-in and the system
reported that I am "locked out". What do I do?
Once you create a
profile and select "Save" you are automatically logged-in to e-snaps (you will notice your left menu bar has changed). Trying to log-in
(in a different window) after you are already logged in (in the original
window) may be disrupting the system and prompting the error message. If you
are unable to log-in to your e-snaps account, contact the Help Desk at: 1-877-637-6277
or at: esnpas@hudhre.info.
15. I
submitted an Exhibit 2 but I would like to make a correction. How can I unlock
the screens so they are not "read-only"?
After an Exhibit 2
is submitted, the Exhibit 2 screens will be "read-only" for the
project applicant. The CoC Lead must request an "amendment" within e-snaps to re-open the form for the project applicant. (See FAQ: "How do
CoC Leads (and added Exhibit 1 users) request Exhibit 2 amendments?")
16. I would
like to be added as an"additional user" to multiple e-snaps accounts. To do so, do I need to create
multiple unique profiles?
Yes. A separate
profile including a unique username, password, and email address must be
created for each e-snaps account that you would like to be associated with.
First create your unique profiles. Next, send this information (usernames and
email addresses) to the corresponding Authorized Representatives (e-snaps primary account holders) so that you may be added. For more
information on additional users, please see ""Guidance on Adding and
Deleting Users" at: http://esnaps.hudhre.info/training/files/Adding_DeletingAdditionalUsers_v4_5-6-08.pdf
17. My CoC
Lead has contacted me requesting I amend my Exhibit 2 in e-snaps. How do I make changes?
Refer to the
following steps to revise your Exhibit 2:
1. Navigate to the
Exhibit 2 "Submission Summary" page; 2. Select the "Edit"
button at the bottom of the page; 3. Navigate to where you would like to add or
change information; 4. Select "Save"; 5. Go back to the
"Submission Summary" page; and 6. Select the "Submit"
button.
The
"Submit" button should be "grayed out." Underneath, it
should also read: "This form has been submitted"
18. The
"Print to PDF" function is malfunctioning. What do I do?
HUD is aware that
errors are occurring in pdf versions of forms when the "print to pdf"
is selected. Since resolution of the problem will not occur prior to the submission
of the SF-424 or the Exhibit 2, applicants should print the screen for the
SF-424 Submission Summary and Page 1 of Exhibit 2. The print screen version
will correctly show the information contained in e-snaps.
Additionally, applicants should review the initial Exhibit 2 screens to verify
the correct "Project Type" (New or Renewal), "Program Type"
(SHP, S+C, or Sec 8 SRO), and "Component Type" (e.g., SHP: PH, TH,
SH, HMIS, SSO; or S+C: SRA, TRA, PRA, PRAR, SRO; or Sec 8 SRO: SRO) were
selected.
19. Who
needs to register with CCR?
Registration with
Central Contractor Registry (CCR) applies only to applicants that intend to
submit an SF-424 and Exhibit 2 of the homeless assistance application. If your
organization is not a legally recognized entity or is not the actual applicant
for a homeless assistance grant, then your organization does not need to
register with CCR. Project sponsors do not have to register with the CCR and
will not have access to the e-snaps system.
When registering
with CCR, each applicant must complete several questions about its
organization, legal status, employees, and annual revenue or receipts. When
asked about to enter the North American Industry Classification System or NAICS
("naykes") code that best describes their industry, please enter
NAICS code 624229, "Other Community Housing Services." Registration
with CCR takes a few weeks, so it is best to get started on it now. To begin
register with CCR, visit the web site www.ccr.gov and review the CCR handbook.
20. Will
Exhibit 2 applications be able to be accessed by the CoC Lead Agency completing
Exhibit 1, or will each individual Exhibit 2 applicant need to complete Exhibit
2 and then send it to the CoC to include in the complete application submitted
to HUD?
As in the past, the
CoC must complete Exhibit 1, and project applicants must complete an SF-424 and
Exhibit 2. Each of these will be completed in e-snaps. Each
project applicant will complete and submit their Exhibit 2 application(s)
through e-snaps to the CoC for review and ranking. The CoC will be
able to view and rank each Exhibit 2 through e-snaps, as
well as submit the entire package together. If the CoC Lead Agency is also an
applicant, then the Agency would complete an Exhibit 2 application, in addition
to completing CoC Registration and Exhibit 1 application.
21. Will
the CoC Lead completing Exhibit 1 have access to information in the Exhibit 2
and supplementary forms so that they can review them prior to submission?
The lead CoC representative
and additional users of e-snaps will have access to each Exhibit 2 submitted to
the CoC, in order to view, review, and rank each application. However, the CoC
lead and additional users cannot edit the information in the Exhibit 2
applications. If, after the Exhibit 2 application is submitted to the CoC,
changes are needed in the Exhibit 2, the grantee will have to be notified to
make the necessary corrections (provided the application deadline has not
passed).
Logic
Model
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1. What are
the steps for downloading, completing, and attaching the Logic Model in e-snaps?
The Logic Model is
different from other forms available in e-snaps. You must download the Logic Model from e-snaps (saving it on your own computer), complete it, and upload it again in
e-snaps. Refer to the following steps:
1.Select 2008
Logical Model from the left menu bar; 2. A dialog box will appear that says: Do
you want to open or save this file; 3. Select Save (Save it to a location you
will remember!); 4. Complete the Logic Model (continuously saving the file); 5.
When you are ready to attach the logic model in e-snaps, select
Logic Model Attachment from the left menu bar to upload the final logic model
(which is saved on your computer).
You may also find
it helpful to review the e-snaps Logic Model training at: http://esnaps.hudhre.info/training/files/M215.pdf.
2. Will the
Logic models for each project be part of the e-snaps
application?
Yes. The project
applicant must complete a Logic Model for each Exhibit 2 application. The Logic
Model form is available in e-snaps and must downloaded, completed, and attached
(uploaded) in Exhibit 2.
3. Will
there be a HUD Webcast especially for CoCs for the Logic Model.
SNAPs will not host
a Webcast dedicated to the Logic Model. However, an e-snaps online training module was created and includes instruction on
completing the Logic Model at: http://esnaps.hudhre.info/training/files/M215.pdf.
General
e-snaps Information
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1. How do I
access e-snaps?
e-snaps is accessible via the Internet at www.hud.gov/esnaps.
2. How do I
attach documents in e-snaps?
To attach forms in e-snaps, you must upload electronic versions saved on your computer. In some
instances, you may have to scan documents and then attach them.
3. How do I
join the Homeless Assistance Program Listserv?
To join the
Homeless Assistance Program Listserv, refer to the following link:
http://hudhre.info/index.cfm?do=viewJoin.
4. How do
we find out what our DUNS is? How do we get one?
Dun and Bradstreet
assign DUNS numbers. If your organization is an applicant for CoC funds and
does not have a DUNS number or needs to verify its number, please call Dun and
Bradstreet at 1-866-705-5711. For more information, please review the
"DUNS Number and CCR" document in the Reference Room of the Online
Training web site at www.hudhre.info/esnaps.
5. How do
we find out what our NAICS code or SIC codes are? How do we get one?
The North American
Industry Classification System or NAICS code that best describes the homeless
assistance industry is NAICS code 624229, "Other Community Housing
Services." The Standard Industrial Classification (SIC) code is SIC 8322,
individual and family social services. Additional information is available on
the Census web site, at http://www.census.gov/naics/.
6. I am
locked out of e-snaps. What do I do?
If you find
yourself locked out of e-snaps, don't panic. You may contact the e-snaps help desk via email at esnaps@hudhre.info or by phone at
1-877-6esnaps for assistance in allowing you to regain access to e-snaps.
7. I have
forgotten my password. What do I do?
If you happen to
forget your password, select <forgot your password?> on the login page
and type your username or e-mail address to receive an e-mail directing you to
the reset password page. Enter the answer to your Personal Confirmation
Question to reset your password. Finally, we recommend that you change your
password regularly to protect your personal information.
8. Is the
email address the User ID or do you select a User ID?
The User ID that is
created should be unique. An e-mail address, familiar nickname, or some other
pseudonym may help to make the User ID unique and easy to remember.
9. The
Continuum of Care Registration Broadcast on April 22, 2008, indicated that
computers should be less than 5 years old. Please advise why an older computer
would be inadequate to perform the task or what the specifications of a new
computer should be to accommodate the electronic application process?
The 5 year computer
system age requirement applies only to CoCs that request a waiver to the
electronic application process. For the purpose of demonstrating the need for a
paper application, the CoC must certify that there is no computer less than 5
years old anywhere in the CoC geographic areas.
There are no
computer system requirements for CoCs or applicants that plan to complete the
homeless assistance application process via e-snaps.
However, HUD does recommend the use of a high-speed Internet connection, for
speedy completion of the process.
10. The
information I entered was not saved.
To ensure that all
information you have entered into e-snaps is saved, you should always select
"Save" or "Save and Next" (if you want to move to the next
screen) on the e-snaps screen you are working on before moving between
screens. You are also encouraged to select the "Save" button frequently
while completing information on the same screen to ensure that data is
successfully saved. If you are unable to successfully save the information you
entered, please notify e-snaps help center via email at esnaps@hudhre.info
or by phone at 1-877-6esnaps.
11. The
spell check function is not working; can this be fixed?
Unfortunately, the
spell check function is not working. HUD is aware of the issue and has said
that it will not be corrected before the close of the competition. We apologize
for the inconvenience.
12. The
system is running slow.
Please notify e-snaps help desk via email at esnaps@hudhre.info or by phone at
1-877-6esnaps.
13. When
and how can I add additional users to my Exhibit 2 application?I selected
"Print to PDF" on the submissions summary screen and now it looks
like my browser closed out of the system?
In your browser
window, select the "Back" button at the top of the screen. This
should return you to the submissions summary screen where you can finish
reviewing and submitting your registration. Please note: this should be the
only time in the e-snaps system that you select the "Back" button
on your browser.
SF
424
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1. After I
have completed the SF-424, can I go back and edit parts of the form or upload
documents?
Yes. Refer to the
following steps to edit your SF-424:
1. Select
"Applicants" from the left menu bar; 2. Select the 'orange folder'
next to the "Applicant Name"; 3. Select "Submission
Summary" from the left menu bar; 4. Select "Edit" at the bottom
of the page; 5. Navigate to where you would like to add or change information;
6. Select "Save"; 7. Go back to the "Submission Summary"
page; and 8. Select the "Complete" button.
2. After I
have completed the SF-424, can I go back and edit portions or upload forms?
Yes. Refer to the
following steps to edit your SF-424:
Select
"Applicants" from the left hand menu bar; Select the 'orange folder'
next to the "Applicant Name"; Select "Submission Summary"
from the left hand menu bar; Select "Edit" at the bottom of the page;
Navigate to where you would like to add or change information; Select
"Save"; Go back to the "Submission Summary" page and select
"complete."
3. Are the
"Certification of Consistency" and the "Applicant/Recipient
Disclosure/Update Report" optional forms?
These documents are
required; however, they are optional at the time you complete the SF-424 to
gain access to Exhibit 2. Applicants can go back and edit the SF-424 to upload
these documents.
Refer to the
following steps to edit your SF-424:
1. Select
"Applicants" from the left hand menu bar; 2. Select the 'orange
folder' next to the "Applicant Name"; 3. Select "Submission
Summary" from the left hand menu bar; 4. Select "Edit" at the
bottom of the page; 5. Navigate to where you would like to add or change
information; 6. Select "Save"; 7. Go back to the "Submission
Summary" page and select "Complete."
The policy has not
changed from the paper process. Applicants failing to submit certifications
with their application submission will have an opportunity, after the
competition closes, to submit the signed certifications (in pdf). HUD will
contact applicants failing to attach all necessary documents to their
application, identifying the documents needed before processing of their
application can be completed.
4. Can I
complete SF-424 without submitting signed certifications so that I may access
Exhibit 2 (and submit the certifications at a later date)?
The policy has not
changed from the paper process. Applicants failing to submit certifications
with their application submission will have an opportunity, after the
competition closes, to submit the signed certifications (in pdf). HUD will
contact applicants failing to attach all necessary documents to their
application, identifying the documents needed before processing of their
application can be completed.
5. Do I
need to submit an SF-424 form for every application (Exhibit 2) I am preparing?
The number of
SF-424s completed by an applicant is determined by the number of authorized
representatives the applicant has. If an applicant has projects in multiple
CoCs but the authorized representative is the same person in all the CoCs, the
applicant completes only one SF-424.
6. How many
copies of the signed "Certification of Consistency" should I submit?
You must submit one
certification for each CoC you are applying under with an attached list of the
projects you are undertaking. For example, if you are submitting applications
under 3 CoCs (2 entitlement cities and the State), you would submit 3
certifications. Each certification would include an attached list of the
projects you are proposing under the corresponding CoC.
7. I
completed an SF-424, opened Exhibit 2 and later made changes/corrections to my
SF-424. Exhibit 2 fields which appear to auto-populate from the SF-424 (and are
'grayed out') do not reflect changes made to my SF-424. How do I correct this?
If changes were
made to the SF-424 after the Exhibit 2 was initially opened, changes will not
be reflected in corresponding Exhibit 2 fields (which auto-populate from the
SF-424). HUD understands these changes to the SF-424 are not reflected in the
Exhibit 2. This will not present a problem in the competition since HUD
considers the SF-424 the applicant profile of record for the competition.
8. I
entered my DUNS Number in the SF-424 and selected "Save" and now the
DUNS Number entry only reflects two digits. How do I correct t his?
Instructions for
correcting the SF-424/DUNS number entry are as follows:
1. Select
"Applicants" from the left menu bar; 2. Select the 'orange folder'
next to the "Applicant Name"; 3. Select "Submission
Summary" from the left menu bar; 4. Select "Edit" at the bottom
of the page; 5. Navigate to where you would like to add or change information
(in this case where the DUNS number was entered); 6. Re-enter your DUNS number
DO NOT enter a hyphen in the DUNS number entry; 7. Select "Save"; 8.
Go back to the "Submission Summary" page and select
"Complete."
If changes were
made (e.g., to the DUNS #) to the SF-424 after Exhibit 2s were initially
opened, these changes will not be reflected in corresponding Exhibit 2 fields
(which auto-populate from the SF-424). HUD understands these changes to the
SF-424 are not reflected in the Exhibit 2s. This will not present a problem in
the competition since HUD considers the SF-424 the applicant profile of record
for the competition.
9. My DUNS
number begins with a "0" and is appearing incorrectly in the SF-424
form. How do I correct this?
Instructions for
correcting the SF-424/DUNS number entry are as follows:
1. Select
"Applicants" from the left menu bar; 2. Select the 'orange folder'
next to the "Applicant Name"; 3. Select "Submission
Summary" from the left menu bar; 4. Select "Edit" at the bottom
of the page; 5. Navigate to where you would like to add or change information
(in this case where the DUNS number was entered); 6. Re-enter your DUNS number
but replace the first digit "0" with a hyphen(-) (Do not enter any
other hyphens in the DUNS number.); 7. Select "Save"; 8. Go back to
the "Submission Summary" page and select "Complete."
If changes were
made (e.g., to the DUNS #) to the SF-424 after Exhibit 2s were initially
opened, these changes will not be reflected in corresponding Exhibit 2 fields
(which auto-populate from the SF-424). HUD understands these changes to the
SF-424 are not reflected in the Exhibit 2s. This will not present a problem in
the competition since HUD considers the SF-424 the applicant profile of record
for the competition.
10. The
"Print to PDF" function is malfunctioning. What do I do?
HUD is aware that
errors are occurring in pdf versions of forms when the "print to pdf"
is selected. Since resolution of the problem will not occur prior to the
submission of the SF-424 or the Exhibit 2, applicants should print the screen
for the SF-424 Submission Summary and Page 1 of Exhibit 2. The print screen
version will correctly show the information contained in e-snaps.
Major
Changes for 2008
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1. What are
the major modifications to the Continuum of Care application this year?
CoCs and project
applicants will be required to apply for the 2008 CoC competition through HUD's
e-snaps system. e-snaps is not a part of Grants.gov. Training on the e-snaps system is available at http://esnaps.hudhre.info/training/. CoCs may
also contact the e-snaps Help Desk at esnaps@hud.hre.info or by calling 1-877-esnaps
(1-877-637-6277). CoCs were required to register their CoC in e-snaps, the electronic application system, prior to the beginning of the
competition. CoCs may create multiple Samaritan Housing Bonus Initiative
projects as long as the total amount of funding requested for all Samaritan
Bonus projects does not exceed 15 percent of the CoC's Preliminary Pro Rata
Need (PPRN) or $6 million, whichever is the lesser amount. HUD will implement a
Rapid Re-Housing for Families Demonstration Program in 2008. This demonstration
program will serve homeless households with children. Safe Havens (SH) will no
longer be given Transitional Housing (TH) or Permanent Housing (PH)
classifications and grantees seeking renewal will have an opportunity through
the 2008 CoC application process to change the classification of their project
without a grant amendment. In addition, under the newly defined Safe Haven SHP
program type, any chronically homeless person entering a Safe Haven will
maintain his/her status as chronically homeless, and will therefore be eligible
for entrance into Samaritan Housing Initiative projects. HUD will continue to
score CoC Homeless Assistance applications on a 100 point scale; however, the
40 need points previously allocated to projects will be redistributed into the
existing point score structure. Need to be distributed through the higher of
the formulas that determine Preliminary Pro Rata Ned or Hold Harmless Need for
the CoC. CoC Exhibit 1 scoring will be based on 5 major sections: CoC Housing,
Services, and Structure - 14 Points; Homeless Needs and Data Collection - 24
Points; CoC Strategic Planning - 16 Points; CoC Performance - 28 Points;
Housing Emphasis (includes S+C renewals) - 18 Points. Shelter Plus Care (S+C)
and new SRO grants may not exceed 100 percent of the Fair Market Rent (FMR) for
the Metropolitan Statistical Area (MSA) and unit size in which the unit is
located. CoCs that are in Hold Harmless Need Status may seek to use the
reallocation process to create new dedicated Homeless Management Information
System (HMIS) projects. There may only be one applicant for HMIS-dedicated
grants within a CoC. HMIS funds contained in the Training and Technical
Assistance line item of the HMIS budget may be used for travel, hotel, and per
diem costs associated with the provision of technical assistance and training
sessions by local HMIS staff; attendance at training sessions provided by local
HMIS staff and/or outside trainers; attendance at HUD-sponsored HMIS training
sessions or symposiums; attendance at HMIS vendor-sponsor meetings; and
attendance at other HMIS-related events as qualified and pre-approved by HUD
Headquarters. Applicants may be asked to identify the number and type of HMIS
training sessions for which they are requesting SHP funds prior to grant
agreement. The approved budget will be limited to the reasonableness of travel
expenses as listed in 24 CFR Parts 84 and 85. HUD may, after selection and
subject to funding availability and as supported by a lease or leases
evidencing the rent increase, provide SHP renewal projects up to a 4% increase
in leasing line item not to exceed local FMR amounts. HUD will no longer
require that applicants/grantees funded for Tenant-based Rental Assistance,
Sponsor-based Rental Assistance, and Project-based Rental Assistance without
rehabilitation begin rental assistance within twelve (12) months of the date of
HUD's grant award letter.
Application
Format in e-snaps
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1. How is
the application in e-snaps different from previous years?
Although the format
of the Exhibit 1, SF-424, and Exhibit 2 is different than in previous years,
most of the information requested is the same. To ensure that the exhibits are
completed correctly, CoCs and project applicants should carefully review all
instructions available to them before beginning their applicable Exhibits. In
both Exhibit 1 and Exhibit 2 there are three different types of instruction:
on-screen, hide/show, and detailed. Not all screens have additional
instruction; however, be sure to review all instructions that are available for
each screen before proceeding.
In addition to the
instruction available in the e-snaps system, detailed training modules are also
available at http://esnaps.hudhre.info/training/. CoCs and
project applicants are strongly encouraged to review each training module
either before or while they are completing the applicable portion of Exhibit 1
or Exhibit 2.
Eligible
Persons to be Served
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1. Can a
homeless person moving into Permanent Housing receive services under SHP for an
extended period of time?
A person living in
McKinney-Vento SHP Permanent Housing may receive supportive services for the
entire time he/she is living in the project. Upon leaving the program and
moving into housing not funded by McKinney-Vento, they are no longer eligible
to receive our supportive services. A person living in Transitional Housing, is
eligible to receive supportive services for up to six months after leaving and
moving into permanent housing not subsidized by McKinney-Vento.
2. Can a
project serve a homeless youth after he/she becomes a ward of the state?
Project funding may
not substitute for the assistance a state is required to provide a youth while
in foster care. Youth who run away from home are considered homeless if they
are without resources and support, are not considered wards of the state, and
meet the criteria the answer to Who can receive assistance from the projects
proposed in an application?
3. Can a
project serve a person being discharged from a state mental health institution
in a state that requires housing to be provided upon the person's release?
If your state has a
law requiring housing as part of a discharge plan, HUD does not consider those
persons eligible for assistance since they will be placed in housing arranged
by the state. Contact your state department of mental health or similar state
agency for information on its discharge policy. If your state does not require
housing as part of discharge planning, then those persons being discharged may
be served as long as they meet the eligibility as described in the answer to
Who can receive assistance from the projects proposed in an application? Please
note that applicants must submit project applications that target individuals
being discharged from these institutions.
As a condition for
award in the competition, any governmental entity serving as an applicant must
agree to develop and implement, to the maximum extent practicable and where
appropriate, policies and protocols for the discharge of persons from
publicly-funded institutions or systems of care (such as health care
facilities, foster care or other youth facilities, or correction programs and
institutions) in order to prevent such discharge from immediately resulting in
homelessness for such persons.
4. Can a
project serve persons at risk of becoming homeless?
No, except for
situations 4 and 5 described in the answer to Who can receive assistance from
the projects proposed in an application? By law, only those persons who are
homeless may be served by the programs under the NOFA. If your organization
wants to serve persons at risk of becoming homeless, persons who are "doubled
up," or persons who are "near homelessness," it would need to
use another funding source. HUD administers the Emergency Shelter Grants (ESG)
program that can fund homelessness prevention activities. A variety of other
programs, such as Section 8, Community Development Block Grant (CDBG) and HOME,
serve low-income persons who may be at risk of becoming homeless due to poor
housing conditions, overcrowding or other reasons. Contact your local HUD field
office for more information on these and other programs.
5. The
definition of a person who is chronically homeless indicates that the person
must have been continuously homeless for a year or more or has had at least
four episodes of homelessness in the past three years. If the person has had
four episodes of homelessness in the last three years but is currently in
transitional housing, does he/she meet the definition of chronically homeless?
No. To be defined
as chronically homeless, a person must be living on the street or in emergency
shelter at the time of the count or eligibility determination. The definition
does not include those currently in transitional housing.
6. What
specific documentation is required to substantiate a homeless person's
disability for any PH project?
The grantee or
project sponsor must have written verification from a state licensed qualified
source that the person has such a disability. Qualified sources include medical
service providers, certified substance abuse counselors, physicians or treating
health care provider.
7. Who can
receive assistance from the projects proposed in an application?
A person is
considered homeless only when he/she resides in one of the three places
described below. For new and renewal projects, persons assisted with Permanent
Housing must be homeless and come from:
1.places not meant
for human habitation, such as cars, parks, sidewalks, and abandoned buildings;
2.an emergency shelter; or 3.transitional housing for homeless persons and who
originally came from the streets or emergency shelter.
If a person is in one
of the three categories listed above, but most recently spent less than 30 days
in a jail or institution, he/she continues to qualify as coming from one of
these categories.
In addition to
coming from the above three categories, projects providing Transitional
Housing, Safe Havens, or Supportive Services Only may also serve populations
experiencing the following circumstances: 4.eviction within a week from a
private dwelling unit and no subsequent residence has been identified and the
person lacks the resources and support networks needed to obtain housing; or
5.discharge within a week from an institution in which the person has been a
resident for 30 or more consecutive days and no subsequent residence has been
identified and he/she lacks the resources and support networks needed to obtain
housing.
Please Note: For
Permanent Housing projects that are applying for renewal funding, the
eligibility criteria above apply to the screening process as units become
vacant after grant execution. This does not mean that current residents are to
be removed from housing if they entered on the basis of 4) or 5) listed above.
8. Who does
HUD consider to be chronically homeless?
A person who is
"chronically homeless" is an unaccompanied homeless individual with a
disabling condition who has either been continuously homeless for a year or
more OR has had at least four (4) episodes of homelessness in the past three
(3) years. In order to be considered chronically homeless, a person must have
been sleeping in a place not meant for human habitation (e.g., living on the
streets) and/or in an emergency homeless shelter. A disabling condition is
defined as "a diagnosable substance use disorder, serious mental illness,
developmental disability, or chronic physical illness or disability, including
the co-occurrence of two or more of these conditions." A disabling
condition limits an individual's ability to work or perform one or more
activities of daily living. An episode of homelessness is a separate, distinct,
and sustained stay on the streets and/or in an emergency homeless shelter. A
chronically homeless person must be unaccompanied and disabled during each
episode.
SHP
Administrative Costs
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1. How much
of SHP administrative funds referred to in Question #1 of this section must be
passed on to the nonprofit organization(s) who will operate the homeless
assistance project(s)?
Administrative
funds provided as part of the SHP grant should be split with the nonprofit
organization(s) in proportion to the administrative burden borne by them for
the SHP project(s). However, HUD will consider states or units of general local
government that pass on at least 50 percent of the administrative funds as
having met this Congressionally-mandated requirement.
2. What is
the requirement regarding splitting SHP administrative costs?
This requirement is
applicable only to states and units of general local governments who are the
applicants for SHP funding for individual projects that will be operated by
nonprofit organizations. If SHP funds for administrative costs are awarded to a
state or unit of general local government where the projects will be operated
by nonprofit organizations, some of these funds must be passed on to the
nonprofit sponsor organization(s). As stated in the NOFA, this requirement is
NOT applicable to the SRO and S+C programs, nor does it apply to applicants
that are not government entities.
Match
Requirements
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1. Is the
SHP operating costs match requirement applicable to projects submitted for
renewal funding?
Yes. Projects
submitted for renewal must meet the same match requirements as new SHP
projects.
2. My
project received funding through a two-year demonstration program (2005 Housing
for People who are Homeless and Addicted to Alcohol) that had modified match
requirements. What are the match requirements for this grant since the project
is now eligible for renewal through the CoC competition?
Upon renewal of
these projects, the standard SHP requirements for match will be applicable.
These grants originally allowed leasing, housing search (a supportive service)
and administration. Under the CoC competition, the supportive services match
requirement applies.
3. Under
the SHP, what is the operating cost match requirement? Is this a cash match?
SHP funds may be
used to pay for up to 75 percent of the total operating costs of supportive
housing for all years of the grant. For example, if the annual operating costs
are $100,000, SHP funds may be used to pay up to $75,000, or 75 percent, of
these costs in each year of the grant term and the grantee would be required to
pay $25,000, or 25 percent, each year.
The operating costs
match to be paid by the grantee is a cash match. For new SHP projects
documentation of firm commitments of cash resources for the first year of the
grant term and certification that cash resources must be provided in the second
and third year of the grant term, if applicable, must be submitted as part of
the technical submission application (the form and content requirements of the
cash match documentation and certification are explained in the applicable
exhibits of the SHP Technical Submission document). In addition, for new and
renewal SHP projects, the cash match must be verified in the Annual Progress
Report. In-kind contributions do not count toward meeting this match.
Resident rent and
fees may be used to meet cash match requirement for transitional housing, safe
haven, and permanent housing providers. However, match requirements must be met
by funds used to cover costs associated with eligible SHP activities. If
resident rents are used to fund ineligible SHP costs, then other sources must
be used to meet the annual SHP match obligations.
4. What if
we have a renewal project that is requesting supportive services funds? Do
those funds need to be matched?
Yes. A renewal
project requesting supportive services funds must also meet the match
requirement as described in the answer to What if we have a renewal project
that is requesting supportive services funds? Do those funds need to be
matched?
5. What is
the supportive services match requirement for SHP? Is this a cash match?
Beginning in the
Appropriations Act for fiscal year 1999, Congress has required SHP grantees to
provide a cash match to supportive services funding. The match provision
applies to all recipients of SHP funds, regardless of whether the grantee originally
received supportive service funds before the provision was instituted. SHP
grantees can request no more than 80 percent of the total cost for the
provision of supportive services in a project in their application for funding.
Grantees are required to match the remaining 20 percent of the total costs with
funds from other sources. All matching funds must be used for eligible service
costs identified on the supportive services budget, and included in the
application and/or the technical submission.
For new SHP
projects, documentation of firm commitments of cash resources for the first
year of the grant term and certification that cash resources must be provided
in the second and third year of the grant term, if applicable, must be
submitted as part of the Technical Submission (the form and content
requirements of the cash match documentation and certification are explained in
the applicable exhibits of the SHP Technical Submission). In addition, for new
and renewal SHP projects the cash match must be verified in the Annual Progress
Report. In-kind services do not count toward meeting this match.
Application
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1. Are
renewal projects required to submit the "Code of Conduct" again if
they submitted their code in a previous competition?
Renewal applicants
that submitted an application during the FY 2005, FY 2006, or FY 2007
competition, and included a copy of the code of conduct are not required to
submit another copy unless the information has been revised.
To verify HUD's
receipt of your code of conduct, please check the HUD website at http://www.hud.gov/offices/adm/grants/codeofconduct/cconduct.cfm
New applicants are
required to submit the code of conduct by uploading the document in the e-snaps system.
2. The NOFA
says that HUD will perform a "threshold" review of my application.
What does this mean? What should I be aware of when preparing my application?
HUD reviews your
application to ensure that the applicant and any project sponsor is eligible to
apply for the program it selected and has the requisite capacity to carry it
out. It also reviews the capacity of all other organizations involved with the
proposed project. It is imperative, therefore, to demonstrate that applicants
and any sponsors or other organizations involved have sufficient capacity. Be
sure to answer all of the questions in Exhibit 2 for the applicable program and
component type. It is also imperative that nonprofit applicants include
documentation demonstrating their eligibility.
HUD also reviews
your Exhibit 2 to ensure that your project will only serve eligible people,
that what you propose is eligible, and, in the case of new projects and S+C
renewals, that your project meets threshold quality standards. You can help
ensure that your project passes the quality review by completely answering all
of the applicable questions in the project application. These questions relate
directly to the NOFA threshold standards so it is important that you address
each and every applicable factor in the exhibit and complete all applicable
sections for the program for which you are applying.
Under SHP and S+C,
renewal projects are considered to have met most of the threshold requirements
through their previously approved grant applications. However, threshold
reviews will be done on renewal projects to determine: (1) the eligibility of
proposed activities; (2) the eligibility of the population to be served; and
(3) the capacity of the applicant and project sponsor, including specific
progress data contained in the Annual Progress Report (APR).
3. What are
the leveraging requirements in the application?
The total
leveraging amount for the CoC will be automatically calculated based on the
leveraging information submitted in each applicable Exhibit 2 application.
Written commitments are not submitted at the time of application. However, they
must be submitted for verification by HUD prior to grant agreement execution.
Only the value of contributions to a project for which the applicant has a
written commitment at the time of application will be counted toward points for
leveraging of other resources.
The written
commitment must be documented on letterhead stationery, signed and dated by an
authorized representative, and must, at a minimum, contain the following
elements: the name of the organization providing the contribution; the type of
contribution (e.g., cash, child care, case management, etc.); the value of the
contribution; the name of the project and its sponsor organization to which the
contribution will be given; and, the date the contribution will be available.
Written agreements could include signed letters, memoranda of agreement, and
other documented evidence of a commitment. The value of commitments of land,
buildings and equipment are one-time only and cannot be claimed by more than
one project in another year. For example, the value of donated land, buildings
or equipment claimed in 2007 or before for a project cannot be claimed as
leveraging by that project or any other project in subsequent competitions.
Housing
Inventory Chart
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1. Are CoCs
required to use the Housing Inventory Chart that is available in the Exhibit 1
or can CoCs use a different version?
CoCs must not copy
and paste old information from previous Housing Inventory Charts into the 2008
Housing Inventory because the columns and reporting requirements have changed.
Additionally, CoCs must not attempt to alter this version in any way. CoCs that
use the correct version will have their housing inventory uploaded into e-snaps and it will be made available for updates in 2009. CoCs that use the
wrong version of the Housing Inventory Chart will not receive credit for this
section of Exhibit 1 and will be required to manually enter all housing
inventory data in 2009.
2. I'm in
the process of completing the Housing Inventory Chart for this year's
application. If a facility is marked as underdevelopment and will have 100%
HMIS participation, can we include the beds as covered in HMIS, or do we input
0 due to they are not "active"?
As in the past, do
not include inventory under development in the HMIS participation.
3. If a
Continuum of Care has units that are funded by HUD and units that are funded
from other (non-HUD) sources, should these units be included on the Housing
Inventory chart?
Yes. All beds and
units in place or under development (funded but not yet serving homeless
persons) in 2008 should be included for each provider/facility in the Housing
Inventory Chart. Please note that Permanent Supportive Housing units should
include only units funded by McKinney-Vento or units targeted for homeless
persons.
4. In the
Housing Inventory Chart, how does the Continuum determine the number of family
units in programs with congregate living (e.g., dormitory-style)?
The term
"Family Unit" in the Housing Inventory Chart refers to the actual
physical housing units for serving families. Programs providing congregate
housing (e.g., barracks style) for families would not complete the Family Units
column of the Housing Inventory Chart.
5. The
excel Housing Inventory Chart does not allow deleting a row and/or move rows
around (to cut and past within the document). The ES chart seems to have more
flexibility but the other charts do not allow any of this editing. Am I doing
something wrong or was the excel file created this way for a particular reason?
The Housing
Inventory Chart (HIC) does not have the flexibility that some of the other
spreadsheets for the 2008 competition because the calculations that are being
performed are much more complex. Due to the complexity of the document, the
option to insert and delete rows has been removed.
6. What
information can we use to complete the electronic Housing Inventory Chart?
A CoC must complete
an annual survey of its emergency, transitional, safe haven, and permanent
supportive housing inventory to complete the electronic Housing Inventory
Chart. The survey must be for a single point-in-time count of the inventory,
and completed in the last ten days of January 2008.
Project
Priorities
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1. Why is
HUD asking communities to prioritize their projects Continuum of Care (CoC)
Project Listing in Exhibit 1? Who sets the priorities in a community?
Prioritizing
projects should be a logical outcome of the development of a community's CoC
strategy and driven by the community's gaps analysis. This means that all
organizations in the process have a voice in determining the community's
priorities for funding. Priorities should be established through a fair and
open process using objective criteria. How the selecting the entity (or
entities) that facilitates or leads the selection process, is determined
completely by the community. Different entities will take the lead in different
communities.
As stated in the
application and the NOFA, HUD expects your community's CoC strategy to be
developed by and coordinated with an as inclusive group as possible.
Organizations involved in this process should include nonprofit organizations
as well as community and faith-based entities, government agencies, public
housing authorities, housing developers and service providers, businesses and
business associations, law enforcement agencies, hospitals, funding providers,
and homeless and formerly homeless persons. These and other organizations
should represent and address the specific needs of each homeless
sub-population: the jobless, veterans, persons with serious mental illnesses,
persons suffering from substance abuse, persons living with HIV/AIDS, victims
of domestic violence, runaway youth and others.
Pro
Rata Need and Need Scores
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1. Are RRH
project amounts charged against a CoC's FPRN?
The following
projects are not included in calculating FPRN: Shelter Plus Care renewals
projects; Samaritan Housing Bonus projects; Rapid Re-Housing projects
2. Are
there limitations on the types of SHP renewal projects that may be reduced or
eliminated?
There are numerous
reasons for possible reductions or eliminations of renewal projects. For
example, projects may be under-performing, or there may be a reduced need for
the particular type of project, or mainstream program funding may now be
covering a supportive service that was previously funded from a HUD homeless
grant. When completing the Reallocation forms in e-snaps it is
important that CoCs take special care to ensure that the total dollar amount
that was reduced and/or eliminated is equal to the dollar amount requested in
the new permanent housing project(s) on this chart.
Communities should
note that if renewal projects are reduced, then a proportional reduction in the
project scope and the number of persons served can be included as part of the
reduced renewal project's exhibit. Additionally, communities are reminded that
if a Supportive Housing Program renewal project is being eliminated, and it
originally received funding for acquisition, rehabilitation, and/or new
construction, the 20-year "term of commitment" requirement remains in
effect as stipulated under the statute (Section 423.b), and the grantee must
continue to operate the housing for homeless persons according to this section.
3. Does
HUD's updating of Shelter Plus and Section 8 SRO projects FMRs affect a CoC's
FPRN?
No, HUD will apply
FMR changes after project selection, and any such FMR changes will not impact
the Final Pro Rata Need amount.
4. If our
CoC is in Hold Harmless Need (HHN) status, must we use the Reallocation Chart
to identify new permanent housing projects (non-Samaritan project) listed on
the CoC Project Listing? And, how should we document all the renewal project(s)
that are reduced or eliminated to fund these projects?
CoCs in HHN status
must use the reallocation process to create new permanent housing or dedicated
HMIS projects. In e-snaps, screens 3F thru 3I will be used to document those
SHP projects that are being reallocated through elimination or reduction as
well as the new projects that will be created. CoCs must identify all the
one-year renewal SHP projects that were reduced or eliminated to fund in order
to create the new permanent housing or dedicated HMIS projects through the
reallocation process on screens 3G and 3H. Renewal projects that are eliminated
in favor of new permanent housing or new dedicated HMIS projects cannot be
placed on the CoC Project Listing and are no longer eligible for any future
funding as a renewal.
5. In the
past after deducting our SHP renewals we have been able to use our remaining
FPRN amount and combine this with the Samaritan Initiative amount to pool
enough money together for a new project. According to the 2008 guidelines that
specify that each ranked project must be categorized into only one of the four
funding categories, it appears that we will not have this option. Given that we
have a very small amount of Samaritan Initiative and unlikely not enough
remaining in the PRN balance for a new project, this will probably not allow us
to apply for a new project as we have been successfully able to do for the past
five years. Please confirm if my understanding is correct or not?
CoCs that are in
PPRN status cannot add available funds to Samaritan Housing projects. However,
eligible CoCs may create additional new permanent housing projects using
available PPRN which can later be consolidated with the designated Samaritan
bonus project. This will only be allowable if the applicant states that the
non-Samaritan Housing project will serve 100% chronically homeless individuals.
Additionally, before the grant can be consolidated and executed, the grantee
will need to agree to the terms of the Samaritan Housing program requirements,
even though the project was not funded with bonus funds.
6. What
happens to SHP renewal projects that are submitted outside the FPRN amount?
SHP renewal
projects submitted outside a CoC's FPRN will not be reviewed by HUD and will
automatically be rejected.
7. What is
Final Pro Rata Need (FPRN)?
FPRN is the higher
of PPRN and HHN. "PPRN status" is when the FPRN is equal to PPRN.
"HHN status" is when FPRN is equal to HHN. The following projects are
not included in calculating FPRN: Shelter Plus Care renewals projects;
Samaritan Housing Bonus projects; and Rapid Re-Housing projects.
8. What is
Hold Harmless Need (HHN) Reallocation?
A CoC whose Final Pro
Rata Need is based on its Hold Harmless Need amount may reallocate funds in
whole or part from SHP renewal projects to create one or more new permanent
housing projects and/or a new dedicated HMIS projects. The HHN Reallocation
process allows eligible CoCs to fund new permanent housing or dedicated HMIS
projects by transferring all or part of funds from existing SHP grants eligible
for renewal in 2009 (those expiring between January 1, 2009 and December 31,
2009). These new permanent housing projects may be for SHP (one, two or three
years), S+C (five or ten years) and Section 8 Moderate Rehabilitation (ten
years). New HMIS projects may be for one, two or three years.
New permanent
housing projects and dedicated HMIS SHP projects being created through this
process will be funded under the conditional renewal standards described in
Section 5.B.2.a.(iii) (i.e., for competitive selection purposes they will be
treated as renewals). Like all projects submitted under the 2008 CoC NOFA,
these projects must meet eligibility and quality standards established by HUD
in order to be conditionally selected for funding. In addition, these projects
must be prioritized within a CoCs Final Pro Rata Need Amount.
These reallocated
funds may not be used to supplement a new Samaritan Housing Initiative project
or a Rapid Re-Housing for Families Demonstration Project.
This Hold Harmless
Need Reallocation Process is not available to a CoC in Preliminary Pro Rata
Need Status.
9. What is
Hold Harmless Need (HHN)?
Hold Harmless Need
(HHN) is calculated by every CoC as a part of its determining the CoC's Final
Pro Rata Need (FPRN) for the 2008 competition. HHN is calculated by summing up
the Average Renewal Amount (ARA) for all SHP renewal grants expiring January 1,
2009 and ending December 31, 2009 (see NOFA definition for method for
determining ARA). If there are no SHP renewals in 2009 the HHN is $0. Shelter
Plus Care Renewal are not included in HHN.
The HHN amount of a
CoC is determined as part of the CoC registration process.
10. What is
Preliminary Pro Rata Need (PPRN)?
Preliminary Pro
Rata Need is the term used to describe the relative portion of national
homeless assistance need assigned to a community or group of communities in
HUD's CoC competition. The PPRN amount is the expression of relative homeless
assistance need in dollar terms for use in a CoC competition. To determine the
homeless assistance need of a particular jurisdiction, HUD will use nationally
available data, including the following factors as used in the Community
Development Block Grant (CDBG) program: data on poverty, housing overcrowding,
population, age of housing, and growth lag. The universe of geographies is
defined by the universe of jurisdictions used in the CDBG allocation process.
Applying those factors to a particular jurisdiction provides an estimate of the
relative need index for a jurisdiction compared to other jurisdictions applying
for assistance under this program section of the SuperNOFA. Each year HUD
publishes the PPRN for each jurisdiction. A CoC's PPRN is determined by adding
the published PPRN of each jurisdiction within the HUD-approved CoC. In 2008
there were 4,115 metro cities, urban counties and all other counties that
received a Preliminary Pro Rata Need dollar amount. See sections on Samaritan
Housing Bonus and Rapid Re-Housing Family Demonstration for details on how a
CoC's PPRN is used in calculating the maximum amount of funds a CoC may apply
for under each initiative.
The PPRN amount for
a CoC is determined as a part of the CoC registration process.
Special
Initiatives
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1. Is the
Rapid re-housing limit (30% of the PPRN) an annual amount or (30% of our PPRN)
spread (divided) over three years
All Rapid
Re-Housing (RRH) projects are required to have a three-year grant term. The
amount identified in each CoC Registration represents 30% of a CoCs PPRN and is
the maximum allowed for a three year grant term
2. The NOFA
states that rental assistance for Rapid Rehousing projects can be for 3-6
months or 12-15 months for each family served. However the NOFA also states that
rental assistance can be provided up to 18 months. Please clarify.
Project applicants
are required to indicate in Exhibit 2 whether they will be providing short-term
(3-6 month) or long-term (12-15 month) assistance to eligible families. The
reason we are asking the applicant to specify is so that in the evaluation
phase we will have two groups identified (short-term vs. long-term) and we can
evaluate which worked better.
If a family cannot
move on after the 3-6 or 12-15 month time frame, they can continue to get
assistance, up to 18 months.
3. Are RRH
project amounts charged against a CoC's FPRN?
The following
projects are not included in calculating FPRN: Shelter Plus Care renewals
projects; Samaritan Housing Bonus projects; Rapid Re-Housing projects
4. Can a
CoC that is in PPRN status combine Samaritan Initiative funds with available
pro rata need funds?
No. CoCs that are
in PPRN status cannot add available funds to Samaritan Housing projects.
However, eligible CoCs may create additional new permanent housing projects
using available PPRN which can later be consolidated with the designated bonus
project. This will only be allowable if the applicant states that the
non-Samaritan Housing project will serve 100% chronically homeless.
Additionally, before grant can be executed and consolidated, the grantee will
need required to agree to the terms of the Samaritan Housing program, even
though the project was not funded with bonus funds.
5. Can a
Rapid Re-Housing project be an expansion of an existing project? If so, can
funds from the expanded portion be shared with the existing project?
A project is
considered an expansion if you are expanding an existing project (SHP or
non-SHP funded) in order to increase the number of homeless persons served.
Eligible applicants that are currently operating Rapid Re-Housing projects that
are not funded by HUD, may apply for a new Rapid Re-Housing project as an
expansion of the existing project. However, HUD SHP funds can only be used for
new families and cannot be "shared" between projects. All
requirements for Rapid Re-Housing in NOFA apply to the expansion.
6. Can
Rapid Re-Housing funds be used in conjunction with Shelter Plus Care TRA funds?
No, you cannot
combine S+C and Tenant Based Rental Assistance. TRA, is a program component
under the Shelter Plus Care program. S+C TRA is a form of permanent supportive
housing for disabled persons and their families that permit participants to
choose the units in which they would like to reside. Because Rapid Re-Housing
projects are transitional in nature and target those families that would be
able to sustain housing on their own after a transitional period, Rapid
Re-Housing projects should not be used in conjunction with permanent housing
programs such as S+C TRA. If it is determined that a family has been accepted
into RRH but they are deemed to need permanent supportive housing instead, they
can be moved to the other program.
7. In the
past after deducting our SHP renewals we have been able to use our remaining
FPRN amount and combine this with the Samaritan Initiative amount to pool
enough money together for a new project. According to the 2008 guidelines that
specify that each ranked project must be categorized into only one of the four
funding categories, it appears that we will not have this option. Given that we
have a very small amount of Samaritan Initiative and unlikely not enough
remaining in the PRN balance for a new project, this will probably not allow us
to apply for a new project as we have been successfully able to do for the past
five years. Please confirm if my understanding is correct or not?
CoCs that are in
PPRN status cannot add available funds to Samaritan Housing projects. However,
eligible CoCs may create additional new permanent housing projects using
available PPRN which can later be consolidated with the designated Samaritan
bonus project. This will only be allowable if the applicant states that the
non-Samaritan Housing project will serve 100% chronically homeless individuals.
Additionally, before the grant can be consolidated and executed, the grantee
will need to agree to the terms of the Samaritan Housing program requirements,
even though the project was not funded with bonus funds.
8. Rapid
Re-Housing Initiative
This special
incentive to promote the rapid re-housing of homeless households with dependent
children will be awarded to a limited number of CoCs as a demonstration program
through the 2008 NOFA. Each CoC may submit in e-snaps no more
than one RRH project application: That project must have a grant term of
three-years and may request up to 30 percent of the CoC's PPRN or $2 million,
whichever is less. CoCs may view the exact amount of the maximum request for
which they are eligible to apply in their approved CoC Registration submission.
Grants awarded under the RRH will be administered in accordance with the
requirements of the SHP program, TH component, with the exception that the
eligible activities are limited to administration, leasing (up to 18 months),
and supportive services; The grantee must participate in the evaluation phase
Grantees must comply with all RRH program requirements established in the 2008
NOFA. No more than 30 percent of the total eligible program activities (grant
total minus administration costs up to five percent) may be used for supportive
services, including case management. Eligible supportive services are limited
to housing placement, case management, legal assistance; literacy training, job
training, mental health services, childcare services, and substance abuse services.
Eligible housing activities include leasing only. If your CoC is under hold
harmless need (HHN) status, you cannot reallocate funds to a Rapid Re-Housing
project; these funds must be allocated to other new projects on your CoC
Project Listing. If your CoC is under Preliminary Pro Rata Need (PPRN) status,
you cannot use add additional available funds to a Rapid Re-Housing project.
9.
Samaritan Housing Initiative
This special
initiative to promote permanent supportive housing for chronically homeless
persons is provided to CoC systems that designate a new permanent housing
project exclusively serving the chronically homeless as a Samaritan Housing
project, then: The CoC will be eligible to receive the full amount of that
project's eligible activities, up to a maximum fifteen (15) percent of the
CoC's preliminary pro rata need (PPRN), or $6 million, whichever is less; The
only eligible activities that will be counted toward this incentive are housing
activities and up to 20 percent of the total eligible program activities (grant
total minus administration costs up to five percent) may be used for case
management; For SHP, administration costs count toward the housing bonus; For
the SHP program, housing activities include acquisition, new construction,
rehabilitation, leasing of housing and operating costs when used in connection
with housing; S+C and SRO rental assistance are defined as housing activities
and are eligible under the incentive as well; If your CoC is under hold
harmless need (HHN) status, you cannot reallocate funds to a Samaritan Housing
project; these funds must be allocated to other new projects on your CoC
Project Listing; If your CoC is under Preliminary Pro Rata Need status (PPRN),
you cannot add additional available funds to a Samaritan Housing project.
10. The
NOFA states that eligible families for the Rapid Re-Housing program must have
been either living in an emergency shelter or on the streets for seven
consecutive days. Can families that are not in shelter due to lack of shelter
capacity and are therefore living with family/friends qualify to participate in
the program?
The Rapid
Re-Housing demonstration program is designed for households with dependent
children residing on the streets or in emergency shelters as directed by
Congress in the Consolidated Appropriations Act for 2008 (H.R. 2764).
Persons that are
doubled up are not considered homeless in any of HUD's homeless assistance
programs.
11. The
NOFA states that the families must have come from the streets or an emergency
shelter. Is there a specific definition being used for "emergency
shelter"? Also, how are Rapid Re-Housing projects different from other SHP
transitional housing projects?
Rapid Re-Housing
(RRH) projects are required to be administered in accordance with the requirements
of the SHP/TH component, as well as those requirements listed in the NOFA that
are specific to RRH projects. One of the requirements of RRH projects that are
different than other TH projects is that the population to be served must be
households with dependent children who have lived in emergency shelters or on
the streets for at least seven consecutive days, must be able to independently
sustain housing at the end of the short-term housing assistance, and must have
at least one moderate barrier to housing. Households with dependent children
that are being evicted from a private dwelling are not eligible to participate
in Rapid Re-Housing projects. An applicant should use the definition of ES used
in its CoC Housing Grant Inventory Chart.
12. What
criteria should families who are applying to the Rapid Re-Housing for Families
Demonstration program meet?
Families who are
applying to the program must have at least one moderate barrier to housing: A
temporary financial strain, inadequate employment, inadequate childcare, a head
of household with low level education or low command of the English Language,
legal problems, mental health diagnosis, history of substance abuse (without
active use), poor rental history, and poor credit history.
It is very
important that project applicants accept only families who are able to sustain
housing after short-term housing assistance has ended. This is why the program
is designed to accept only families that have moderate barriers to housing. For
example families being selected for this program should NOT be severely
mentally ill or chronic substance abusers.
13. What is
the Rapid Re-Housing Initiative?
HUD will implement
a Rapid Re-Housing for Families (RRH) Demonstration Program through the 2008
CoC NOFA. This demonstration program will serve homeless households with
dependent children. Twenty five million dollars will be used to fund the
demonstration program projects, of which $23.75 million will be available for
the 2008 competition. The remaining $1.25 million will be used to assess the
effectiveness of rapid re-housing for families with dependent children. A CoC
may submit no more than one RRH project application in e-snaps. That project must have a grant term of three-years and may request
up to 30 percent of the CoC's PPRN or $2 million, whichever is less.
Grants awarded
under the RRH will be administered in accordance with the requirements of the
SHP program, TH component, with the exception that the eligible activities are
limited to administration, leasing (up to 18 months), and supportive services;
that the grantee must participate in the evaluation phase; and that they must
comply with all RRF program requirements established in the 2008 NOFA. No more
than 30 percent of the total eligible program activities (grant total minus
administration costs) may be used for supportive services. Eligible supportive
services are limited to housing placement, case management, legal assistance;
literacy training, job training, mental health services, childcare services,
and substance abuse services. The only eligible housing activity is leasing.
All RRH projects must meet standard SHP requirements, including match.
14. Would a
211 call center qualify as a Centralized Intake facility?
The NOFA defines
central intake as an assessment hotline, a single point of entry, a central
intake facility or a centralized group of people that is standardized across
the CoC and has the responsibility of assessing homeless persons as a method
for screening homeless families into appropriate housing placements and service
needs.
A 211 call center
could qualify as an assessment hotline and therefore may be considered a
central intake resource provided that it can be demonstrated that it is well
advertised to the community, easily accessible by households with dependent
children and conducts assessment.
Projects
Return to List of Subtopics | Return to Top
1. Can a
sponsor for a Supportive Housing Program project be a "for-profit"
entity?
No. For-profit
entities are not eligible to be project applicants or sponsors.
2. Can
Section 8 project-based assistance (PBA) or Section 8 tenant-based assistance
(TBA) be used in a SHP funded transitional housing program?
HUD's policy is to
not fund new projects mixing Section 8 assistance in SHP-funded transitional
projects. Experience with such funding has resulted in many complex operating
issues when the two subsidy streams are combined. Section 8 is intended to be a
permanent housing resource and should be integrated into the CoC in that
manner.
3. Can
Shelter Plus Care new and renewal and new SRO project request rents above the
published FMR applicable at the time of the application due date?
No. Shelter Plus
Care (S+C) and new SRO grants may not exceed 100 percent of the applicable Fair
Market Rent (FMR) for the Metropolitan Statistical Area (MSA) and unit size.
Although awards are based on the number of units and the FMR amounts for those
units, S+C funds can be used to pay actual rents which could be above or below
the published FMR. If a grantee draws down rents higher than the awarded FMR,
it is still obligated to lease the number of units specified in the
application.
4. Can
Shelter Plus Care new and renewal and new SRO project request rents below the
published FMR applicable at the time of the application due date?
Yes. Shelter Plus
Care (S+C) and new SRO grants may request rents that are below the published
FMR. Grantees that request an amount that is 1-99% of the published FMR will be
locked in to the requested amount and will not receive any update when the 2009
FMR amounts are published. It should also be noted that if a grantee requests a
lower amount for any single unit size, the rent amount will be locked for all
unit sizes in the application.
5. Can SHP
rehabilitation funds be used to rehab leased properties?
Yes. For the 2008
competition, HUD has provided additional conditions as follows: To rehabilitate
a leased property, certain conditions must be met during the Technical
Submission and if they are not, the award will be withdrawn. The recipient must
have a lease for 25 or more years with a landowner that is not the applicant,
project sponsor, a parent or affiliated organization and must submit it to HUD
for approval. The landowner must execute and record against the land the lease,
and the HUD form Use and Repayment Covenant. Under certain circumstances where
there is the useful life of the improvements is greater than 25 years, the
recipient must be required to repay the residual value of the improvements.
6. Do the
goals identified in the e-logic model have to match the goals identified in the
project's APR?
No. The priorities
in the eLogic Model allow a project to identify specific goals and activities.
The goals in the APR and the eLogic Model are not exactly the same, although
both target the same larger goal of ending chronic homelessness and moving
homeless families and individuals to permanent housing. In completing the
eLogic Model, you must select and focus on the goals and priorities available
from the drop-down menu that most closely relate to the goals and activities of
your project. They do not need to match the goals from the APR exactly.
Finally, your elogic goals should be consistent with the goals described in
your HUD project narrative.
7. How do
HUD's requirements for timely implementation of projects affect my project?
Recipients
conditionally awarded funds in the 2008 CoC funding round must have a fully
executed grant agreement or, in the case of the SRO Program, Annual
Contributions Contract, by September 30, 2010. If a grant agreement or ACC is
not executed by that date, the award will be withdrawn. These funds will remain
available for expenditure for five years from the date of grant execution,
except that SRO and S+C project based with rehabilitation funds will be
available until expended.
8. If my
project has several structures and we are also providing supportive services,
including outreach, how would I include the supportive service on the budget
screens?
New projects should
include a comprehensive budget for each of the structures in the submitted
project. If supportive services are also included, then distribute the services
costs across the structure budgets so that the total of the structure budgets
add up to the total project budget.
9. If my
project is a new "Supportive Services Only" project, do I still have
to answer all of the narrative questions?
Applicants for the
Supportive Services Only component of the SHP must answer all appropriate items
in Exhibit 2. In e-snaps applicants will only be asked those questions that
are relevant to the applicant type, program type, and component type of the
project for which they are applying.
10. In what
situations would I identify my project as new?
You would use the
"new" section in the following situations:
If you are
proposing a brand new project that has not provided services or supportive
housing for homeless persons; If you are expanding an existing non-SHP funded
project in order to increase the number of homeless persons served (only the
expansion is considered eligible for funding); If you are making an expansion
an existing SHP funded project in order to increase the number of homeless
persons served (only the expansion is considered eligible for funding;
regarding how to apply for renewal and expansion of the same project, see Do I
have to submit separate project applications to both renew and expand my SHP
project? ); If you are bringing your project up to code (only activities which
are code-related are eligible); if you are replacing non-renewable Federal or
private funds in an existing project; or If you are re-starting an SHP project
which received SHP funding in the past, but the SHP funding ended when the
project term expired, and the project did not continue to provide services or
supportive housing for homeless persons. Please note that development costs can
not be requested under these circumstances.
11. May a
Supportive Services Only (SSO) Project convert to a TH or PH program?
No. By definition,
the SSO program can not provide housing and the conversion to a housing program
is an entirely new project requiring a new submission under competitive rules
so that the statutorily required quality of the project can be evaluated.
12. On Form
D, where discharge planning policies have to be attached and uploaded by
"system of care", if there is one global discharge planning policy
for a jurisdiction covering multiple systems does it need to be uploaded
multiple times?
If CoCs have one
universal discharge planning policy or protocol that has been finalized or
implemented that applies to all four systems of care (Foster Care, Mental
Health, Health Care, and Corrections) must attach the document for all four
systems on the Discharge Planning Attachment screen in e-snaps.
13. Our
community has a project that was originally awarded as a Safe Haven-TH. How
will the new definition of Safe Havens impact us?
Safe Havens (SH)
will no longer be given Transitional Housing (TH) or Permanent Housing (PH)
classifications. Grantees seeking renewal will have an opportunity through the
2008 NOFA to change the classification of their project without a grant
amendment, if necessary. Grantees that are currently operating a HUD funded
Safe Haven (TH or PH) should review the required SH characteristics that are
defined in the 2008 NOFA to determine if their project still qualifies as a SH
or if it needs to be reclassified to either a TH or a PH project. If a grantee
determines that its project meets all of the characteristics of a SH, the
grantee should identify itself as such in its Exhibit 2 application. For those
projects that are identified as a Safe Haven, any chronically homeless person
entering the project will maintain his/her status as chronically homeless, and
will therefore be eligible for entrance into Samaritan Housing Initiative
projects.
If a grantee
determines that its current Safe Haven project does not meet all of the Safe
Haven requirements listed above, it must decide whether or not the Safe Haven
project would more appropriately be identified as a transitional supportive
housing program or a permanent supportive housing program. Grantees should work
with their local field offices to determine the correct SHP component of their
projects. If reclassification to a SHP-TH or SHP-PH is required, the grantee
can make the change during the 2008 CoC application round without completing a
grant amendment.
Projects that are
currently classified as either SH-TH or SH-PH that are not eligible for renewal
in 2008, can either reclassify through a grant amendment or wait until time of
renewal and reclassify in the renewal application. Reclassifying to a SH
project (from SH-TH or SH-PH) through a grant amendment will allow chronically
homeless participants entering these projects to maintain their status, which
will allow them to be eligible for Samaritan Housing projects.
Safe Haven-TH or
Safe Haven-PH projects that choose to wait until the time of renewal to
reclassify, however, will continue to follow requirements listed in the NOFA
year that they were funded and participants will not maintain a chronically
homeless status
14. Shelter
Plus Care Grants: What are the standards for the first renewal of a Shelter
Plus Care Project?
For TRA, SRA, PRA,
and SRO projects, you may request up to the amount determined by multiplying
the number of units under lease at the time of your application for renewal
funding by the applicable current Fair Market Rent(s) by 12 months (FMR as
published in the Federal Register on October 1, 2007.) Example: A S+C grant
originally awarded for 50 units was able to lease an additional 5 units and had
55 units under lease when it applied for its first renewal. They may apply for
55 units in the renewal grant.
For the S+C/SRO
component, use the same FMR method as other renewing S+C project components,
the FMR is 75 percent of the 0-bedroom rate. Upon renewal, the unspent balance
of funds at the end of the previous grant period will be recaptured. The
one-year term of non-competitively awarded Shelter Plus Care renewal projects
may not be extended.
15. State
and local governments funded in previous competitions were required to certify
that they would develop policies and protocols for people being discharged from
publicly-funded institutions. How do state and local grantees identify their
efforts toward implementing the requirements of that certification?
Project applicants
that are state or local governments awarded funds in previous competitions are
asked in Exhibit 2 to verify that they have policies and protocols they have
developed/implemented regarding discharges from publicly-funded institutions.
16. Under
what condition may SHP funds be used in public housing facilities?
An SHP project may
use public housing units only after the PHA disposes of the units, through deed
or lease, to the SHP grantee and obtains HUD/PIH approval of the disposition.
After the disposition, these units can receive no public housing capital or
operating subsidy.
17. What
are the Lead-Based Paint or Environmental review requirements?
Under the
Tenant-based Rental Assistance Component for new Shelter Plus Care Projects, an
environmental review and clearance must be performed prior to grant agreement.
The changes in the
Lead-Based Paint regulations, which became effective for recipients of funding
in the 2001 competition, are extensive. The regulations set hazard reduction
requirements that give much greater emphasis than existing regulations on
reducing lead in house dust. Scientific research has found that exposure to
lead in dust is the most common way young children become lead poisoned.
Therefore, the regulation requires dust testing after paint is disturbed to
make sure the home is lead-safe. Specific requirements depend on whether the
housing is being disposed of or assisted by the Federal Government, and also on
the type and amount of financial assistance, the age of the structure, and
whether the dwelling is rental or owner-occupied. It is also subject to
regulations if the population to be served by the project will include children
under the age of 6. For additional information, contact your local Field
Office.
In regard to
environmental reviews, an important statutory change now provides that for
recipients who are private nonprofit organizations or public housing
authorities (PHA), the environmental review may be performed by responsible
entities (units of general local government in whose jurisdiction the activity
is located or states) in accordance with 24 CFR Part 58 - "Environmental
Review Procedures for Entities Assuming HUD Environmental
Responsibilities" whether or not the grantee is itself a unit of local
government or state.
If a responsible
entity is either unwilling or unable to perform an environmental review for
grantees who are public housing agencies or private nonprofit organizations
(Section 58.11), or if HUD determines that the responsible entity should not
perform the environmental review on the basis of performance, timing or
compatibility of objectives, HUD may designate another responsible entity to
conduct the review under Part 58 or may itself conduct the environmental review
based on Part 50.
Not every project
is subject a full environmental review but every project must be in compliance
with the National Environmental Policy Act and other federal and state
environmental laws.
If the program is
for the provision of scattered site leasing or exclusively for the provision of
services and the services provided meet the requirements of an exemption or
exclusion listed at 24 CFR 58.34 or 58.35(b), the responsible entity may
determine and record that no further environmental review is required, citing
the appropriate exemption or exclusion.
18. What
happens if our community submits a project seeking Samaritan Housing Initiative
funds but does not meet HUD's criteria for permanent housing or for exclusively
serving the chronically homeless?
If the CoC requests
a new Samaritan Housing Initiative project and HUD determines that it is not a
permanent housing project and/or is not exclusively serving chronically
homeless individuals, HUD reserves the right to not award funds to that project
rather than reclassify the component. CoCs may create multiple Samaritan Housing
Initiative projects in 2008 as long as the total amount of funding requested
for all bonus projects does not exceed 15 percent of the CoCs Preliminary Pro
Rata Need or $6 million. All Samaritan Housing Initiative projects will be
funded in order, starting with the project with the highest rank. It is no
longer a requirement that a Samaritan Housing project be ranked number one.
19. What
types of activities fall under "Housing Placement" (supportive
services)?
Housing placement
activities include those that can be directly linked to assisting a client find
a place to live such as running a credit check, searching an apartment
database, showing an apartment to a client, assisting with housing
applications, etc.
20. Which
FMR's do S+C renewals use when applying for renewal funds?
For Shelter Plus
Care (S+C) grants that are being renewed for the first time, CoCs may request
up to the amount determined by multiplying the number of units under lease at
the time of your application for renewal funding by the applicable current Fair
Market Rent(s) by 12 months.
For S+C grants that
are being renewed for the second or subsequent renewal, the number of units
requested for renewal in 2008 may not exceed the number of units funded in
2007.
In both scenarios,
CoCs should use the FMRs that were published in the Federal Register in October
2007. Please be advised that the actual FMRs used in calculating your grant
will be those in effect at the time the grants are selected which may be higher
or lower than those found in the October 1, 2007 FR Notice. S+C applicants that
want to apply for 100% of the FMR can select the FMR area for which they are
applying and e-snaps will automatically calculate the appropriate
amount.
21. With
leasing providing "rental assistance only", can this include first
and last month's rent for clients if required by the landlord?
In Rapid Re-Housing
as well as SHP in general leasing funds may only be used to pay rent, grantees
may use SHP leasing funds in an amount of up (or equal to) to one month's rent
to pay a security deposit to a landlord for units expenses under the grant.
Serving
Veteran Needs
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1. Is there
any guidance available on developing programs to address the needs of homeless
veterans?
In 2002, HUD
released two technical assistance resources addressing the needs of homeless
veterans. The first report, A Place at the Table: Homeless Veterans and Local
Homeless Assistance Planning Networks, was updated in December 2005 and is
designed to help organizations serving homeless veterans to more effectively
participate in the homeless assistance program planning networks in their
communities and, in particular, to access resources through the Continuum of
Care planning process. http://www.hud.gov/offices/cpd/about/hudvet/library/index.cfm)
The second report,
Coordinating Resources and Developing Strategies to Address the Needs of
Homeless Veterans, provides information on promising practices for effectively
coordinating HUD funding with other resources in order to address the special
needs of homeless veterans. Both reports can be found at http://www.hud.gov/offices/cpd/about/hudvet/library/index.cfm.
Printed versions of the second report only are available from Community
Connections at 1-800-998-9999.
HUD strongly
encourages each local Continuum of Care to examine the identified unmet needs
for supportive services and housing of homeless veterans by examining appropriate
local community data contained in the Department of Veterans Affairs CHALENG
(Community Homelessness Assessment, Local Education and Networking Groups) for
Veterans report. This report can be accessed via the web at http://www1.va.gov/homeless/page.cfm?pg=17.
2. The NOFA
mentions veterans groups. How should veteran's organizations be involved in the
CoC?
Your community
process for developing and implementing a CoC system should be comprehensive and
inclusive. This means the needs of all homeless sub-populations in your
community should be represented in your CoC planning process and project
implementation. Because studies show that a significant segment of the homeless
population are veterans, it's especially important to involve veterans
organizations so that the needs of homeless veterans are addressed
appropriately and effectively.
Housing
Requirements
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1. National
Funding Priorities: Residents served in projects under the Samaritan Housing
Initiative must all be chronically homeless. Could these units be in a building
with other non-chronically homeless units?
Yes. Units for the
chronically homeless may be located in a building with units for
non-chronically homeless persons as long as it is clear that there are two
separately funded projects.
2. National
Funding Priorities: What exactly is the 30 percent permanent housing
requirement in this year's competition?
The FY 2008 HUD
Appropriations Act specifies that 30 percent of the appropriation (not
including S+C renewal grants) must be awarded to permanent housing programs.
HUD is not requiring each community to submit 30 percent of its projects as
permanent housing. However, in order to meet this statutory requirement, HUD
may have to skip over higher scoring non-permanent housing projects in order to
fund lower scoring permanent housing projects or, within a continuum, skip over
higher priority non-permanent housing projects in order to fund lower priority
permanent housing projects. In order to reduce the chances that one of your
non-permanent housing projects will be skipped over for funding, every effort
should be made to improve your CoC narrative.
Projects now
meeting the definition of permanent housing for this purpose are projects under
the following programs:
S+C (new); SRO; and
the SHP/Permanent Housing component (new and renewal).
3. What
types of housing structures can be used for permanent supportive housing? When
can leasing funds be used?
Most types of
housing structures can be used for permanent supportive housing. Apartments,
single-family houses, duplexes, group homes, or single-room occupancy units all
qualify. In addition, permanent housing means that there is no limitation on
the length of stay.
Under the SHP
program, grantees may use leasing funds only when there are actual leasing
costs. That is, funds designated for leasing may only be used for the actual
costs of leasing a structure/unit. SHP leasing funds may not be used to pay a
project sponsor's monthly mortgage obligation or other costs of building operations.
Also, leasing funds cannot be used for buildings that are owned, or leased by
the applicant, sponsor or parent companies.
Renewal
Funding
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1. Chronic
Initiatives: Under the Housing for People who are Homeless and Addicted to
Alcohol competition, supportive services costs could be no more than 5% of the
grant. Does this limit still apply, or can I ask for additional supportive
services for the participants in my permanent supportive housing project?
In this instance,
the supportive services costs for the renewal project should be no more than 5%
of the grant. Any changes to this amount will need to be negotiated through the
local HUD Field Office after the renewal is conditionally awarded funds.
2. Chronic
Initiatives: If my project was funded under a special initiative, how much
money can I request for a renewal?
Renewal funds can
only be requested for continuing a previously approved project at the same
level of housing and/or services provided in the previous grant. These grants
originally allowed leasing, housing search (supportive service) and
administration. Upon renewal of this project, the SHP requirements for match
will be in effect. Under the CoC competition, supportive services match
requirement apply.
3. Chronic
Initiatives: My project was initially awarded funds through a separate
competition (e.g. the Collaborative Initiative to End Chronic Homelessness,
Ending Chronic Homelessness Through Employment and Housing, or Housing for
People who are Homeless and Addicted to Alcohol) and is now eligible (i.e.,
expires in 2009) for renewal through the Continuum of Care process. How will
the CoC determine the priority of this project for renewal?
The need for the
continuation of any previously funded project - whether funded initially
through the CoC competition or a special initiative - is determined by the
localities through its CoC planning process. The CoC should review each project
at the time it seeks renewal to determine if the project is performing
satisfactorily and if it still meets the needs of the chronically homeless
persons it proposed to serve. Placement of the project on the CoC Project
Priority list is based on the local jurisdictions' planning/prioritization
process.
4. Shelter
Plus Care Grants: Are Shelter Plus Care renewal projects a part of the 2008 CoC
Competitive Process?
Under the 2008 HUD
Appropriations Act, eligible Shelter Plus Care Program grants whose terms are
expiring in FY 2009 and Shelter Plus Care Program grants that have been
extended beyond their original five-year terms but which are projected to run
out of funds in FY 2009 will be renewed for one-year provided that they are
determined to be needed by the Continuum of Care and meet other programmatic
and financial standards. Shelter Plus Care renewals are submitted as part of a
Continuum of Care submission but are funded non-competitively. All Shelter Plus
Care renewal applications should be submitted by the deadline and in accordance
with the other submission requirements described in the NOFA). A renewal
project may include no more than one component [i.e., TRA, SRA, PRA, and SRO].
5. Shelter
Plus Care Grants: How do I determine if my project is eligible for a S+C
renewal?
Any S+C project
whose grant term is expiring in calendar year 2009 is eligible for renewal. (In
addition, S+C grants that received a 5-year extension previously but which are
projected to run out of funds in 2009 are also eligible.) The effective date of
the grant is the date used to determine whether the grant (including all of its
TRA, PRA, SRA, and SRO component projects) is expiring.
If your initial
five (5)- year grant term is expiring in 2009 but you do not expect to run out
of funds during that year, you may apply to your HUD field office for an
extension. This extension process is independent from the CoC competition. In
such a case, contact your HUD field office for information on seeking an
extension of your project.
6. Shelter
Plus Care Grants: How does a S+C project change the unit sizes during the
contract and at renewal?
Reasonable changes
to a mix of unit sizes may be undertaken during the grant period for Tenant
Based (TRA) or scattered site Sponsor Based (SRA) component projects. A program
may apply for the actual unit mix under lease at the time of application
renewal. Example: A TRA grant for 50 one-bedroom units has 5 participants who
each reunited with their child and now each require two-bedroom units. The
grant may be renewed for 45 one-bedroom and 5 two-bedroom units, for a total of
50 units. This authority does not extend, however, to wholesale changes in the
nature of the project. A grantee may not change a TRA or SRA project, for
example, from all one-bedroom units (singles) to all three-bedroom units
(families), or vice versa. Additionally, projects that were initially awarded
as a Samaritan Housing project must continue to exclusively serve chronically
homeless individuals; therefore, unit sizes for these projects cannot increase
and must remain either SRO, 0-bedroom, or 1-bedroom units. Please Note: Project
Based (PRA) or Single Room Occupancy (SRO) components may not change the unit
configuration.
7. Shelter
Plus Care Grants: In the NOFA Continuum of Care application announcement under
Threshold Requirements states that S+C non-competitive renewals must meet
minimum threshold requirements, which include performance standards. What are
these performance standards, or where does it state what the minimum
performance standards are?
If you or the
project sponsor is a current or past recipient of assistance under a HUD
McKinney-Vento Act program, there should be no serious unresolved HUD/SNAPS
monitoring findings, and no outstanding audit finding of a material nature
regarding the administration of the program. S+C non-competitive renewals will
be funded for one year provided that they are determined to be needed by the
CoC as evidenced by their placement on the CoC Project Listing.
8. Shelter
Plus Care Grants: Since we may consolidate S+C grants from the 2007 round, how
should they be listed for the 2008 round?
If the 2007 S+C
grants have already been consolidated prior to the CoC submission of the S+C
Grants Inventory Worksheet, they should be listed as the one consolidated grant
for 2007. HUD encourages the consolidation of appropriate S+C renewal grants
when the grants are under the same grantee, same component and expire in the
same year. However, renewal requests for expiring S+C grants that have not been
consolidated should still be submitted as separate Exhibit 2's in e-snaps and will be awarded as individual renewal grants. Where the grantee
wishes to consolidate the renewal grants, this action may be subsequently
accomplished by the field office at the point of renewal grant agreement
execution. The field office will receive instructions for this process in the
S+C Operating Procedures guidance for 2008 awards.
9. Shelter
Plus Care Grants: What are the standards for second renewal and subsequent
renewal of Shelter Plus Care projects?
For Shelter Plus
Care grants having been awarded one-year of renewal funding in 2007, the number
of units requested for renewal in 2008 may not exceed the number of units
funded in 2007. (Please be advised that the actual FMRs used in calculating
your grant will be those in effect at the time the grants are selected which
may be higher or lower than those found in the October 1, 2007 FR Notice.) One
year S+C renewal grants can not be extended.
Number of units
renewable from a one-year contract: The number of units eligible for renewal is
limited to the number of units applied for in the initial one-year renewal
contract. Example: A S+C grant was renewed for the first time for 55 units, as
in the previous example. All subsequent renewals are limited to 55 units. If
the grantee was able and willing to lease two additional units covering a total
of 57 units during the year, the renewal of this grant will still be limited to
55 units. The grantee must ensure that it has sufficient funds to cover the
additional 2 units for the longer of either the term of the grant or the
voluntary tenancy of the residents of these units. Any shortfall in funding for
units not under contract must be provided by the grantee.
10.
Supportive Housing Program Grants: A current SHP grantee decides to add new
activities or expand the level of an existing approved activity to its existing
SHP funded project (i.e., expand the project) and submits an application
requesting funding for these new activities. Would this be considered a renewal
grant?
No. In order to be
considered an SHP renewal, a project must not include either a new activity or
an expansion of an existing activity. An expansion of an existing project is
considered a new effort and must be submitted as a new project.
11.
Supportive Housing Program Grants: Can a CoC that is in preliminary pro rata
need (P/PRN) status decide not to request renewal funds for existing projects,
or to give these projects a relatively low priority ranking?
Yes. The need for
the continuation of previously funded projects should be considered in the
local needs analysis process and a decision should be made locally on the priority
to assign to the continuation of a project. HUD does not require that existing
projects be renewed or given a higher priority than other projects. However,
HUD is very concerned that the ongoing housing needs of persons currently being
served by existing projects be taken into account as part of the
decision-making process. The CoC should review each project at the time it
seeks renewal to determine if the project is performing satisfactorily and is
meeting the needs of persons it proposed to serve or whether local needs have
changed and other subpopulations or types of assistance should be given
preference.
12.
Supportive Housing Program Grants: Do I have to submit separate project
applications to both renew and expand my SHP project?
Yes. If a project
is eligible for renewal and the grantee wants to apply for funds to both renew
the existing project and to add new activities or expand existing activities to
the same project, a separate Exhibit 2 must be submitted for each. That is, an
Exhibit 2 should be submitted requesting the renewal of the existing project
and another Exhibit 2 should be submitted requesting funding for only the
additional new or expanded activities. In addition, both projects should be
listed as separate projects on the CoC Project Listing in Exhibit 1.
13.
Supportive Housing Program Grants: How do I determine if my project is eligible
for SHP renewal?
To be eligible for
a 2008 SHP renewal, your current HUD grant must expire during calendar year
2009. A grant is expiring in calendar year 2009 if its term ends during that
year. Many grants begin with acquisition, rehabilitation, or new construction
which must be completed before term activities can begin. Term activities are
those that are funded for a period of time specified in the NOFA, grant
agreement, or HUD renewal guidance under which the grant was funded - such as
one, two or three years. Term activities are leasing, operations, HMIS, and
supportive services. The term of a grant begins when the grantee begins to
serve participants - this is the basis for establishing the operating start
date for the project, and is established by the grantee in LOCCS.
The term ends when
the specified time period for the grant elapses. For example, a 2005 SHP grant
was awarded a three-year term. The term ends three years from the operating
start date, not three years from the first draw of SHP development
(acquisition/rehab) funds.
Review your CoC's
Supportive Housing Program Grants Inventory Worksheet which has been approved
by HUD and confirm whether your project is eligible for renewal in this
competition. If the grant is not on the approved SHP Grants Inventory
Worksheet, it can not be submitted for renewal.
14.
Supportive Housing Program Grants: How much money can I request for my SHP renewal?
The amount an
applicant may request for activities eligible for renewal in an existing
project (i.e., leasing, operations, supportive services, and administration) is
based on the average annual amount of the grant being renewed, as approved by
HUD for these activities in the existing grant's Technical Submission. Renewal
funds can only be requested for continuing a previously approved project at the
same level of housing and/or services provided in the previous grant. The
amount requested for operations may not exceed 75 percent of the total
operations budget and the amount requested for supportive services may not
exceed 80 percent of the total supportive services budget (see Section E of
this supplement regarding match requirements for these activities). Cost of
living increases are not eligible for renewal projects.
15.
Supportive Housing Program Grants: If my application for renewal of an SHP
project is not funded in a competition, what sources of funds can I use to
continue my project?
To continue a
renewal SHP project that was unsuccessful in seeking renewal in a prior
competition, you may use any type of funds - Federal, state, local, or private
funds. New this year, these types of projects can no longer be approved to come
back into any future CoC competitions. However, these projects can come in as
new projects, as long as the project is in compliance with 24 CFR 583.150(a).
16.
Supportive Housing Program Grants: What level of detail is needed to complete
the Supportive Services and Operations Charts for renewal projects?
The charts enable
you to include detailed information you already have available for renewal
projects at the time of application, rather than at second submission. This
eliminates the need for the Technical Submission package and streamlines your
planning and eliminates duplication of effort following the conditional award.
17. What
actions can we take to secure this funding beyond 2009? Can we submit a request
for a renewal of the estimated balance remaining at the time of recapture or
can we request a larger amount and an additional 5 year term?
If the S+C grant
was awarded in 2002 the funds should have been obligated by 2004 and would
remain available until September 30, 2009. The grantee may apply for a renewal
under the 2008 CoC NOFA to receive continued funding. The renewal grant's term
will be for one year as specified by Congress. Funds remaining will be
recaptured. An applicant may request for its renewal up to the amount
determined by multiplying the number of units under lease at the time of the
application for renewal funding by the applicable 2008 Fair Market Rents by 12
months
18. What is
a renewal grant?
A renewal grant is
a grant that continues assistance to a project that received funding in the
past. For the 2008 competition, a grantee may request renewal funding if it was
previously funded under one of the following programs and its grant will expire
in calendar year 2009. The following are eligible:
a.SHP projects,
including those renewed before, that are expiring in 2009; b.S+C projects that
are expiring in 2009 or that have been previously extended but which are
projected to run out of funds in 2009; c.Projects awarded under the 2004
"Collaborative Initiative to Help End Chronic Homelessness" and "Ending
Chronic Homelessness Through Employment and Housing Initiative" and the
2006 "Housing for People Who are Homeless and Addicted to Alcohol"
that have an expiration date in 2009.
19. Who can
apply for a renewal?
Only the current
grantee (the entity that has executed the grant agreement with HUD) can be an
applicant for a renewal. In order to identify the current grantee as the
applicant in this year's competition, a SF-424 must be included as part of the
application. If in doubt, please check with your local HUD field office. Please
note that project sponsors and other entities that are not the grantee cannot
apply for renewal. The law allows only the grantee to apply.
Homeless
Management Information Systems (HMIS)
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1. Can HMIS
costs be shifted within the existing grant amount? For example, in the initial
grant we had one time costs for computers, etc. and we now need to spend
additional money for training.
Yes, you may shift
costs to other line items if they are reasonable and necessary to install the
HMIS and operate it. Examples of reasons this may be necessary are if you have
new providers coming into the system and need to purchase new licenses or
should you find you need additional staff training resources. These could be
added if reasonable. However, you cannot increase the amount of the overall
renewal grant. If additional funds are needed for the project, you would have
to propose a new expansion project or have your providers use the shared cost
option. You need to briefly describe the change in Exhibit 2.
2. How can
we use HUD McKinney-Vento competitive funds to implement and operate a
community-wide HMIS?
Beginning in 2008,
HUD will only allow one applicant for dedicated HMIS projects. This requirement
only applies to dedicated HMIS projects and does not apply to non-HMIS
dedicated projects that contain HMIS costs. Additionally, CoCs will be able to
use the reallocation process to create new dedicated HMIS projects. The CoC is
responsible for HMIS software selection, implementation and administration.
Through its planning process, the CoC will make the determination of whether or
not a new dedicated HMIS is warranted and which renewal projects will be
reduced or eliminated to provide funding for a new HMIS project.
The reallocation
option is being offered in an effort to assist the CoC in better managing and
centralizing all HMIS activities in its CoC-wide system into one dedicated HMIS
project. This option will allow CoCs to remove the HMIS line items from the
non-dedicated HMIS projects and consolidate these costs into a new dedicated HMIS
project. If an existing dedicated HMIS project already exists within a CoC,
that provider must also be the applicant for the new reallocated project, which
will serve as an expansion of the existing project.
The classification
of dedicated HMIS projects as their own component is shown in the Exhibit 2. In
the past, HMIS projects were classified as SSO projects. In order to accurately
portray the purpose of these projects, they will be categorized independently
from SSO projects. If your project was funded as an SSO HMIS and you are
requesting renewal funding, you should classify your project as an HMIS, not an
SSO project.
3. How do I
shift existing HMIS shared costs from the current supportive services budget to
the new HMIS budget?
If the renewal
applicant merely wants to shift the existing HMIS activities from the
supportive services category to the new HMIS activity in the renewal
application submission, it does not need to obtain a grant amendment or
approval from the Field Office. This is because HUD has reclassified HMIS costs
from the former supportive service category to a new, stand-alone HMIS
category. You need to briefly describe the change in Exhibit 2.
4. Is HMIS
a separate eligible funded activity?
Yes. Dedicated HMIS
projects are categorized as their own type or component, and they have a
separate budget line item in the SHP project budget summary.
5. We have
several transitional housing projects up for renewal, and we would like to
request funding for HMIS activities. Since there is no dedicated source of
funding for HMIS activities, we are assuming that we can shift funds from an
existing project budget (such as supportive services) into a new HMIS budget,
to pay for equipment and salaries for HMIS activities. Can we shift funds out
of a renewal project's supportive services budget into a new HMIS budget in the
same project?
Yes, SHP renewals
seeking to add new HMIS shared costs can shift funds. If the renewal applicant
merely wants to shift the existing supportive services and/or operations
activities, Field Office approval is not needed if the amount is less than 10
percent of either the supportive services or operations activities. The change
may be made in the application. If the amount exceeds 10 percent of either
activity, then the Field Office must approve the change through a grant
amendment. In either case, the proposed change must be described in Exhibit 2.
6. What
elements of an HMIS are eligible for funding in the competition?
The law specifies
that the costs of implementing and operating an HMIS are eligible. The three
major eligible HMIS costs are: 1) purchasing HMIS software; 2) leasing or
purchasing needed computer equipment for providers and the central server; and
3) staffing associated with operating the HMIS, including training providers,
day-to-day administration of the HMIS, analyzing HMIS data and preparing
reports for providers, the continuum and HUD using HMIS data.
HMIS funds
contained in the Training and Technical Assistance line item of the HMIS budget
may be used for travel, hotel, and per diem costs associated with the provision
of technical assistance and training sessions by local HMIS staff; attendance
at training sessions provided by local HMIS staff and/or outside trainers;
attendance at HUD-sponsored HMIS training sessions or symposiums; attendance at
HMIS vendor-sponsor meetings; and attendance at other HMIS-related evens as
qualified and pre-approved by HUD Headquarters. Applicants may be asked to
identify the number and type of HMIS training sessions for which they are
requesting SHP funds prior to grant agreement. The approved budget will be
limited to the reasonableness of travel expenses as listed in 24 CFR Parts 84
and 85.
7. What
elements of an HMIS are not eligible?
Planning and
development of HMIS systems are not eligible. Planning includes all costs
incurred prior to implementation. In addition to planning activities, SHP funds
may not be spent on the development of entirely new software systems. There are
now sufficient vendors in the marketplace with quality software so that
individual communities do not need to finance the development of new software.
Finally, SHP funds may not be used to replace state and local government
funding for an existing HMIS.
8. What is a Homeless Management Information System (HMIS) and how can
communities use HUD competitive funds to develop them?
A number of
communities and states have a long-standing comprehensive HMIS that brings
computer technology to client intake procedures and permit the tracking and
reporting of a client's use of shelter and social services over time. Many
other communities are in various stages of implementing such client-level
systems. Beginning in 2001, HMIS activities became eligible under SHP to help
facilitate the implementation and operation of a CoC-wide HMIS. The HMIS match
requirement applies to HMIS activities.
9. What
standards will be used for assessing the cost-effectiveness of a proposed new
or expanded HMIS?
HUD has not placed
any limits on the size of the grant to fund a new or expanded HMIS, given the
different number and size of homeless providers, the size of the geography
involved, and the varying administrative arrangements required for implementing
and operating a CoC-wide HMIS. However, HUD will look at the scope and
reasonableness of the proposed activities compared to other communities in the
cost-effectiveness review.
10. Who is
responsible for implementing the HMIS, is it the Continuum of Care (CoC), the
HMIS administering agency or the applicant/sponsor of a SHP Dedicated HMIS
project grant?
The CoC is at the
core of planning and service delivery for homeless individuals and families
within any given community or geographic area. Each CoC is responsible for HMIS
implementation, including planning, software selection, setting up and managing
the database according to HUD standards.
HUD will only allow
one applicant for dedicated HMIS projects. The HMIS administering agency and/or
the applicant /sponsor of a SHP Dedicated HMIS project grant is an agent of the
CoC, manages HMIS operations on behalf of the CoC and provides HMIS
administration functions at the direction of the CoC. Through the experience of
successful HMIS implementations, we have learned that active participation by
CoC members, either through Committee/sub-committee structure or other
meetings, in the management of the HMIS process, including establishing
policies, procedures and protocols for privacy, data sharing protocols, data
analysis, reporting, data integrity/validity, etc. are essential to the
viability and success of the HMIS.
11. Will
HMIS projects count against my housing total in the Continuum of Care exhibit
when calculating the "Housing Emphasis" points?
No. HMIS is a line
item this year that is separate and apart from supportive services. Only housing
activities and supportive services are used in calculating the "Housing
Emphasis" points. As such, HMIS requests will not be included in this
calculation.
Performance
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1. Do those
Supportive Services Only (SSO) projects that are exempted from Question 11 in
the APR have to be included in the Exhibit 1, on screen 4D. Mainstream Programs
and Employment Information?
No, SSO outreach,
hotline, transportation, medical, dental, and other single, short duration
services projects do not need to be included in the Exhibit 1 in e-snaps, on screen 4D. Mainstream Programs and Employment Information. In the
APR under "Special Instruction for Supportive Service Only Projects"
these types of SSOs are allowed to skip to the applicable APR question. For
these types of SSOs it is expected to have no data (zeros) in all parts of that
question and therefore these zeros would have no effect to the totals in the
Mainstream Programs and Employment Information screen. Many SSO projects,
however, may collect these numbers, and report on this question in the APR.
2. For
renewal projects in a CoC that did not report on the new APR, can another
source for information be used?
Yes. These renewal projects can use their HMIS database or other project information available to respond to the performance section.